Finding 580380 (2023-007)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2023-12-12
Audit: 6218
Organization: Presentation College (SD)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: Presentation College failed to keep required records for the Federal Perkins Loan Program, leading to a buyback of loans.
  • Impacted Requirements: The Department of Education mandates that institutions maintain original records for specified timeframes after loans are paid off or canceled.
  • Recommended Follow-Up: No further action is needed as the College has closed and liquidated the Perkins Loan Program.

Finding Text

Department of Education Student Financial Aid Cluster CFDA # 84.038 – Federal Perkins Loan Program Unknown Award Year Special Tests and Provisions – Perkins Loan Recordkeeping and Record Retention – Significant Deficiency in Internal Controls over Compliance Criteria: As required by the Department of Education, institutions are required to maintain original proper records for various required timeframes after loans or paid off, forgiven or cancelled. Condition: Presentation College did not maintain all records as required under the program and, as a result, subsequent to year-end, the College was required to buy back specific Perkins Loans that did not have proper documentation maintained. Cause: The College has seen significant turnover in the financial aid director role for many years and not all documentation was maintained with that turnover. Effect: The College was required to buy back a portion of the Perkins Loans. Questioned Costs: None Context/Sampling: Sampling was not used. Repeat Finding from Prior Year(s): No Recommendation: Based on the College closure, the College has liquated the Federal Perkins Loan Program and no further corrective action is needed with this finding. Views of Responsible Officials: Management agrees with the finding.

Categories

Special Tests & Provisions Student Financial Aid Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 3930 2023-006
    Significant Deficiency
  • 3931 2023-003
    Material Weakness Repeat
  • 3932 2023-004
    Significant Deficiency Repeat
  • 3933 2023-005
    Significant Deficiency
  • 3934 2023-006
    Significant Deficiency
  • 3935 2023-006
    Significant Deficiency
  • 3936 2023-003
    Material Weakness Repeat
  • 3937 2023-006
    Significant Deficiency
  • 3938 2023-007
    Significant Deficiency
  • 3939 2023-003
    Material Weakness Repeat
  • 3940 2023-005
    Significant Deficiency
  • 3941 2023-006
    Significant Deficiency
  • 580372 2023-006
    Significant Deficiency
  • 580373 2023-003
    Material Weakness Repeat
  • 580374 2023-004
    Significant Deficiency Repeat
  • 580375 2023-005
    Significant Deficiency
  • 580376 2023-006
    Significant Deficiency
  • 580377 2023-006
    Significant Deficiency
  • 580378 2023-003
    Material Weakness Repeat
  • 580379 2023-006
    Significant Deficiency
  • 580381 2023-003
    Material Weakness Repeat
  • 580382 2023-005
    Significant Deficiency
  • 580383 2023-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $2.87M
84.063 Federal Pell Grant Program $836,094
84.038 Federal Perkins Loan Program $261,044
84.007 Federal Supplemental Educational Opportunity Grants $39,365
84.033 Federal Work-Study Program $30,385