Finding 577751 (2021-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2021
Accepted
2023-11-06
Audit: 2431
Auditor: Bcm LLC

AI Summary

  • Core Issue: The Commonwealth Utilities Corporation submitted the SF 425 reports for all five projects late, violating grant agreement terms.
  • Impacted Requirements: Annual submission of SF 425 by December 31 is mandatory; failure to comply risks future grant approvals.
  • Recommended Follow-Up: CUC should improve record-keeping to ensure timely report preparation and submission.

Finding Text

Criteria: According to the Administrative Conditions of the grant agreement, the Commonwealth Utilities Corporation must prepare an SF 425 annually and submit it on or before December 31 of the same year. Condition: Of the five projects under CFDA No. 66.600, the SF 425 for all five projects was submitted late. M00T33715 was submitted on February 23, 2022. M-00T33717, M-00T33719,M-00T33721, and M-98T07701 were submitted on March 1, 2023. Cause: The Grant Administrator did not submit the report on time but requested an extension. No proof was provided that the extension was filed or approved by the grantor. Effect: There is a risk that the grantor may not approve future grants due to CUC’s noncompliance with the grant requirements. Recommendation: The Commonwealth Utilities Corporation should properly maintain their accounting, financial, and project records in a manner that will facilitate timely preparation and submission of required reports. Views of the Officials: CUC’s response is documented in the corrective action plan.

Categories

Reporting

Other Findings in this Audit

  • 1309 2021-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
66.600 Environmental Protection Consolidated Grants for the Insular Areas - Program Support $11.44M
11.300 Investments for Public Works and Economic Development Facilities $659,332
15.875 Economic, Social, and Political Development of the Territories $585,827
12.600 Community Investment $113,651
21.027 Coronavirus State and Local Fiscal Recovery Funds $13,275
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $5,635