Finding 577410 (2022-001)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2023-10-31

AI Summary

  • Core Issue: The Organization misplaced one TANF/SSBG form and lacked current forms for two clients, risking compliance.
  • Impacted Requirements: All clients served under the TANF/SSBG program must have a completed form annually.
  • Recommended Follow-Up: Implement training and standard processes to ensure all TANF/SSBG forms are completed and updated each fiscal year.

Finding Text

Needy Families (TANF) to Title XX/Social Services Block Grant (SSBG) funds from the Texas Department of Health and Human Services Commission (HHSC). The Organization is required to complete the most current HHSC Family Violence Program (FVP) TANF/SSBG form produced by HHSC FVP for each family served during the State’s fiscal year (September through August). The Organization should complete the form one-time each fiscal year for every adult resident/nonresident/participant (including an emancipated/qualified minor) that they serve under this program. Condition: During our audit procedures, we noted that the Organization had misplaced one client’s TANF/SSBG form and did not have a current year TANF/SSBG form for two other clients. Context: We tested a total of 25 expenditures for activities related to client direct services only and noted 3 instances of misplaced or outdated TANF/SSBG forms for three different clients. Cause: Management had not yet conducted sufficient staff education or put control processes in place to ensure that the TANF/SSBC forms are on hand and updated annually for each of their clients under this program. Effect or Potential Effect: The $9,319 of expenditures incurred on behalf of these three clients could be considered invalid and result in the Organization having a reduction in funding or a penalty could be imposed. Recommendation: We recommend that Management of the Organization ensure the development of standard processes and training to be placed in service to ensure that the Organization has a completed TANF/SSBG form prepared annually for all its clients receiving TANF/SSBC funds.

Categories

Questioned Costs

Other Findings in this Audit

  • 968 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $320,483
93.558 Temporary Assistance for Needy Families $247,526
93.667 Social Services Block Grant $176,871
21.027 Coronavirus State and Local Fiscal Recovery Funds $106,822
97.024 Emergency Food and Shelter National Board Program $93,372
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $20,949
93.136 Injury Prevention and Control Research and State and Community Based Programs $8,971