Finding 576586 (2023-004)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2023-10-18
Audit: 218
Organization: Virginia Union University (VA)
Auditor: Brown Edwards

AI Summary

  • Core Issue: Two out of 49 student files reviewed had GPAs below 2.0, allowing federal aid disbursement without proper waivers.
  • Impacted Requirements: The institution failed to verify student eligibility for financial aid based on satisfactory academic progress (SAP) standards.
  • Recommended Follow-up: Collaborate with the Financial Aid Director to identify the root cause of the lack of documented appeals and implement corrective actions promptly.

Finding Text

Criteria: The Institution must verify that the student remains eligible to receive financial aid prior to disbursement of funds. From appendix A of compliance supplement: Student must maintain good standing, or satisfactory academic progress (34 CFRs 668.16, 668.32(f), 668.34, 690.75, 675.9, 676.9, 685.200, 686.11, 20 USC 1070h; 42 CFR 57.306; 42 USC 293a(d)(2)). Satisfactory academic progress (SAP) is defined as Maintenance of satisfactory progress (2.0 GPA). Condition: For two of the 49 student files tested receiving financial aid during FY23, the GPA was below two out of 10 students with unsatisfactory academic progress were allowed to continue to receive federal aid with no evidence of obtaining a waiver. Cause: Weak internal control processes over SAP for students as well as the student appeal process. Effect: For students with a GPA < 2, the University failed to meet its obligation to assist the students with the appeals process. Questioned costs: $24,794 Perspective information: See table below: Identification of repeat findings: Yes, See FA-2022-004. Recommendation: The University should work with the Financial Aid Director to determine the root cause of why students with unsatisfactory academic performance students had no documented appeal process for students to continue to receive aid and develop corrective action as soon as possible to avoid future issues. Views of responsible officials: See Client’s Corrective Action Plan.

Categories

Questioned Costs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 129 2023-001
    Significant Deficiency Repeat
  • 130 2023-001
    Significant Deficiency Repeat
  • 131 2023-001
    Significant Deficiency Repeat
  • 132 2023-001
    Significant Deficiency Repeat
  • 133 2023-002
    Significant Deficiency Repeat
  • 134 2023-002
    Significant Deficiency Repeat
  • 135 2023-002
    Significant Deficiency Repeat
  • 136 2023-002
    Significant Deficiency Repeat
  • 137 2023-003
    Significant Deficiency Repeat
  • 138 2023-003
    Significant Deficiency Repeat
  • 139 2023-003
    Significant Deficiency Repeat
  • 140 2023-003
    Significant Deficiency Repeat
  • 141 2023-004
    Significant Deficiency Repeat
  • 142 2023-004
    Significant Deficiency Repeat
  • 143 2023-004
    Significant Deficiency Repeat
  • 144 2023-004
    Significant Deficiency Repeat
  • 145 2023-005
    Material Weakness Repeat
  • 146 2023-005
    Material Weakness Repeat
  • 147 2023-005
    Material Weakness Repeat
  • 148 2023-005
    Material Weakness Repeat
  • 149 2023-006
    Significant Deficiency
  • 150 2023-006
    Significant Deficiency
  • 151 2023-006
    Significant Deficiency
  • 152 2023-006
    Significant Deficiency
  • 153 2023-007
    Material Weakness Repeat
  • 154 2023-007
    Material Weakness Repeat
  • 155 2023-007
    Material Weakness Repeat
  • 156 2023-008
    Material Weakness
  • 157 2023-008
    Material Weakness
  • 158 2023-008
    Material Weakness
  • 576571 2023-001
    Significant Deficiency Repeat
  • 576572 2023-001
    Significant Deficiency Repeat
  • 576573 2023-001
    Significant Deficiency Repeat
  • 576574 2023-001
    Significant Deficiency Repeat
  • 576575 2023-002
    Significant Deficiency Repeat
  • 576576 2023-002
    Significant Deficiency Repeat
  • 576577 2023-002
    Significant Deficiency Repeat
  • 576578 2023-002
    Significant Deficiency Repeat
  • 576579 2023-003
    Significant Deficiency Repeat
  • 576580 2023-003
    Significant Deficiency Repeat
  • 576581 2023-003
    Significant Deficiency Repeat
  • 576582 2023-003
    Significant Deficiency Repeat
  • 576583 2023-004
    Significant Deficiency Repeat
  • 576584 2023-004
    Significant Deficiency Repeat
  • 576585 2023-004
    Significant Deficiency Repeat
  • 576587 2023-005
    Material Weakness Repeat
  • 576588 2023-005
    Material Weakness Repeat
  • 576589 2023-005
    Material Weakness Repeat
  • 576590 2023-005
    Material Weakness Repeat
  • 576591 2023-006
    Significant Deficiency
  • 576592 2023-006
    Significant Deficiency
  • 576593 2023-006
    Significant Deficiency
  • 576594 2023-006
    Significant Deficiency
  • 576595 2023-007
    Material Weakness Repeat
  • 576596 2023-007
    Material Weakness Repeat
  • 576597 2023-007
    Material Weakness Repeat
  • 576598 2023-008
    Material Weakness
  • 576599 2023-008
    Material Weakness
  • 576600 2023-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $10.84M
84.063 Federal Pell Grant Program $3.88M
84.425 Education Stabilization Fund $2.21M
84.047 Trio_upward Bound $622,763
84.033 Federal Work-Study Program $589,503
84.031 Higher Education_institutional Aid $465,333
84.007 Federal Supplemental Educational Opportunity Grants $436,447
84.042 Trio_student Support Services $242,540
84.044 Trio_talent Search $241,259
47.076 Education and Human Resources $164,938
99.U01 National Institute of General Medical Sciences: Institutinal Research and Academic Career Development Awards $14,636
84.217 Trio_mcnair Post-Baccalaureate Achievement $6,054
45.162 Promotion of the Humanities_teaching and Learning Resources and Curriculum Development $5,866