Finding 575804 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2025-09-08
Audit: 365796
Organization: Fasd United Inc. (DC)
Auditor: Bert Smith & CO

AI Summary

  • Core Issue: The accounting system records do not match the billing invoices for federal awards.
  • Impacted Requirements: Compliance with 200.302, which mandates accurate record-keeping for federal funds.
  • Recommended Follow-Up: Track billed and unbilled costs separately to ensure a clear audit trail and implement new policies for accurate record-keeping.

Finding Text

Condition: The Organization’s accounting system records did not agree to the billing invoices to the pass-through entity. Criteria: Under 200.302, federal award recipients must maintain records that sufficiently identify the amount, source, and expenditure of Federal funds for Federal awards. These records must contain information necessary to identify Federal awards, authorizations, financial obligations, unobligated balances, as well as assets, expenditures, income, and interest. All records must be supported by source documentation. Cause: The accounting system records included both billed and unbilled grant costs. The unbilled costs were not separately identified. Context: Allowable Federal awards expended during the fiscal year. Questioned Costs: $0. Recommendation: We recommend the Organization track the billed federal award expenses separately from the unbilled costs so that an audit trail exists of the grant award expense transactions. Views of Responsible Official and Planned Corrective Action: The Organization acknowledges that all accounting system records did not agree to the billing invoices and recognizes the importance of maintaining accurate and timely accounting records. The Organization notes that it was not found that any variances between system records and billing invoices resulted in questioned costs. The Organization will establish and follow detailed policies and procedures to thoroughly track and record all grant award expense transactions. Accounting records will be modified to include the recordation of unbilled costs under grants and contracts. Billings will be reconciled to the general ledger prior to the submission of invoices to third parties

Corrective Action Plan

Accounting records have been modified to record unbilled costs under grants and contracts, and billings submitted after completion of this audit will be reconciled to the general ledger. The Organization acknowledges that all accounting system records did not agree to the billing invoices and recognizes the importance of maintaining accurate and timely accounting records. The Organization notes that it was not found that any variances between system records and billing invoices resulted in questioned costs. The Organization will establish and follow detailed policies and procedures to thoroughly track and record all grant award expense transactions. Accounting records will be modified to include the recordation of unbilled costs under grants and contracts. Billings will be reconciled to the general ledger prior to the submission of invoices to third parties

Categories

Subrecipient Monitoring

Other Findings in this Audit

  • 575805 2023-001
    Significant Deficiency
  • 575806 2023-003
    Significant Deficiency
  • 575807 2023-004
    Significant Deficiency
  • 575808 2023-005
    Significant Deficiency
  • 1152246 2023-002
    Significant Deficiency
  • 1152247 2023-001
    Significant Deficiency
  • 1152248 2023-003
    Significant Deficiency
  • 1152249 2023-004
    Significant Deficiency
  • 1152250 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
12.750 Uniformed Services University Medical Research Projects $383,122
93.073 Birth Defects and Developmental Disabilities - Prevention and Surveillance $354,805
93.273 Alcohol Research Programs $27,153