Finding 573512 (2024-005)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-08-13
Audit: 364224
Organization: Engineers Without Borders USA (CO)

AI Summary

  • Core Issue: EWB-USA failed to report a subaward of $209,589 to the FSRS, violating federal reporting requirements.
  • Impacted Requirements: Compliance with the Federal Funding Accountability and Transparency Act (FFATA) for subawards of $30,000 or more.
  • Recommended Follow-Up: Implement new procedures for timely reporting of subawards and train staff on compliance requirements.

Finding Text

Finding 2024-005: 10.761 - U.S. Department of Agriculture - Water and Waste Technical Assistance and Training - Material Weakness Compliance Requirement: Reporting Criteria: Per Federal Funding Accountability and Transparency Act Code of Federal Regulations (CFR) Part 170, recipients of grants are required to report first-tier subawards of $30,000 or more to the Federal Funding Accountability and Transparency Act Subaward Reporting System (FSRS). Condition: During our testing of internal controls over compliance related to reporting, we noted EWB-USA only had one subaward during the year ended December 31, 2024, in the amount of$209,589. EWB-USA did not report the subaward information to the FSRS and accordingly failed to comply with reporting requirements and key data elements. Questioned Costs: None Cause: EWB-USA did not have adequate controls in place to ensure compliance with applicable federal requirements. Effect: EWB-USA was not in compliance with reporting subaward data through FSRS as prescribed in the Uniform Guidance. Recommendation: We recommend that EWB-USA implement procedures and controls to ensure that subawards of $30,000 or more are properly reported to the FSRS in a timely manner. Response: 1. Develop policies for subaward reporting, and implement reporting procedures including FFAT A (Federal Funding Accountability and Transparency Act) subaward reporting requirements for awards exceeding the required threshold. 2. Provide training to relevant staff on the new procedures for subaward reporting and the importance of compliance with federal regulations.

Corrective Action Plan

Corrective Action: 1. Develop policies for subaward reporting, and implement reporting procedures including FFATA (Federal Funding Accountability and Transparency Act) subaward reporting requirements for awards exceeding the required threshold. 2. Provide training to relevant staff on the new procedures for subaward reporting and the importance of compliance with federal regulations.

Categories

Subrecipient Monitoring Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 573509 2024-002
    Material Weakness
  • 573510 2024-003
    Material Weakness
  • 573511 2024-004
    Material Weakness
  • 573513 2024-002
    Material Weakness
  • 573514 2024-003
    Material Weakness
  • 573515 2024-004
    Material Weakness
  • 573516 2024-005
    Material Weakness
  • 1149951 2024-002
    Material Weakness
  • 1149952 2024-003
    Material Weakness
  • 1149953 2024-004
    Material Weakness
  • 1149954 2024-005
    Material Weakness
  • 1149955 2024-002
    Material Weakness
  • 1149956 2024-003
    Material Weakness
  • 1149957 2024-004
    Material Weakness
  • 1149958 2024-005
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
66.309 Surveys, Studies, Investigations, Training and Special Purpose Activities Relating to Environmental Justice $202,837
20.942 Thriving Communities Program Capacity Builders Cooperative Agreements $65,955
10.761 Water and Waste Technical Assistance and Training Grants $5,806