Finding 571895 (2024-004)

Significant Deficiency Repeat Finding
Requirement
A
Questioned Costs
$1
Year
2024
Accepted
2025-07-24

AI Summary

  • Core Issue: Unauthorized disbursements of $6,011 were made from the reserve fund, violating compliance requirements.
  • Impacted Requirements: The Project failed to obtain necessary approvals for withdrawals, repeating a previous year's finding.
  • Recommended Follow-Up: The Project should return the withdrawn funds to the reserve when financially feasible.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development (HUD) Federal Program Name: Supportive Housing for Persons with Disabilities (Section 811) Assistance Listing Number: 14.181 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Unauthorized disbursements from the reserve fund were made. Condition: During the 2023 audit, we noted that the Project had made unauthorized withdrawals from the reserve fund. Questioned Costs: $6,011 in unauthorized withdrawals were made. Context: Through audit compliance testing procedures, it was identified there were no withdrawals made during fiscal year 2023 authorized by HUD, however, through additional procedures over the reserve, there were three withdrawals identified. Cause: Due to cash constraints caused by rental income delays the Project was required to make withdrawals to continue operations. Effect: The Project did not make authorized withdrawals. Repeat Finding: The finding is a repeat of a finding in the immediately prior year. Prior year finding number was 2023-002. Recommendation: We recommend the Project return the withdrawn funds back to the reserve funds when the funds allow. Views of Responsible Officials: There is no disagreement with the audit finding. Management has received the delayed rental income payments and is working to return the funds.

Corrective Action Plan

Unauthorized disbursements from the reserve fund were made. Recommendation: CLA recommends the Project return the withdrawn funds back to the reserve funds when the funds allow. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned in response to finding: Management has received the delayed rental income payments and is working to return the funds. Name of the contact person responsible for corrective action: Sabine Cox, EHM Comptroller Planned completion date for corrective action plan: May 30, 2025 If the U.S. Department of Housing and Urban Development (HUD) has questions regarding this plan, please call Sabine Cox at 203-230-4809 ext. 1005

Categories

Questioned Costs HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 571892 2024-001
    Significant Deficiency Repeat
  • 571893 2024-002
    Significant Deficiency
  • 571894 2024-003
    Significant Deficiency
  • 571896 2024-001
    Significant Deficiency Repeat
  • 571897 2024-002
    Significant Deficiency
  • 571898 2024-003
    Significant Deficiency
  • 571899 2024-004
    Significant Deficiency Repeat
  • 1148334 2024-001
    Significant Deficiency Repeat
  • 1148335 2024-002
    Significant Deficiency
  • 1148336 2024-003
    Significant Deficiency
  • 1148337 2024-004
    Significant Deficiency Repeat
  • 1148338 2024-001
    Significant Deficiency Repeat
  • 1148339 2024-002
    Significant Deficiency
  • 1148340 2024-003
    Significant Deficiency
  • 1148341 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $226,775