Finding 569938 (2024-003)

Material Weakness
Requirement
C
Questioned Costs
-
Year
2024
Accepted
2025-07-01
Audit: 361183
Auditor: Cbiz CPAS PC

AI Summary

  • Core Issue: The Organization submitted incomplete and inaccurate reimbursement requests for federal awards.
  • Impacted Requirements: Compliance with Uniform Guidance reimbursement methods was not met, leading to potential delays and penalties.
  • Recommended Follow-Up: Management should enhance internal controls to ensure all reimbursement requests are accurate and compliant with cash management requirements.

Finding Text

Criteria Uniform Guidance specifies that recipients of federal awards should use the reimbursement method for funding unless specifically allowed otherwise. The reimbursement method requires the Organization to pay for program costs with its own funds and then request reimbursement from the federal awarding agency. Context The Organization did not remit complete and accurate reimbursement requests. Specifically, we noted the following deficiencies in our testing: - One reimbursement request was remitted for the wrong grant agreement. The reimbursement request was returned and a corrected request was resubmitted to the federal awarding agency. - One reimbursement request contained an error in the amount requested. The reimbursement request was returned and a corrected request resubmitted to the federal awarding agency. - Indirect cost amounts were improperly calculated, and therefore, were improperly reported and requested on one reimbursement request (as included in Finding 2024-002). Cause Lack of understanding and oversight over the cash management Uniform Guidance requirements. Effect Non-compliance with reimbursement requirements can result in the federal awarding agency questioning costs, delaying reimbursements, and potentially imposing penalties or other administrative actions. It can also strain the Organization’s cash flow and financial management processes. Questioned Cost: None Recommendation We recommend that management review its internal controls surrounding cash management reimbursement requests to ensure reimbursement requests are complete, accurate, and in accordance with cash management requirements. Views of Responsible Officials and Planned Corrective Actions See Corrective Action Plan.

Corrective Action Plan

During the calendar year 2024 before the start of the audit process, Management did detect and correct 2 reimbursements received from the incorrect grant. These reimbursements are contained within the same payment portal as a similar grant from the same government agency. Management submitted a letter explanation to the U.S. Department of Agriculture (8/16/2024), confirmed receipt via email communications and the return of the funds via bank reconciliation charges showing the cleared funds (9/26/2024); This error was self-reported to the USDA and our audit partners. Since then, Management has implemented a process to separately identify the specific grant within the same program (TASC) utilizing the Federal Award Identification Number (TASC 2023- 02, TASC 2023-13 & TASC 2024-10 respectively) when submitting reimbursement requests

Categories

Cash Management Internal Control / Segregation of Duties

Other Findings in this Audit

  • 569933 2024-002
    Material Weakness
  • 569934 2024-004
    Material Weakness
  • 569935 2024-005
    Material Weakness
  • 569936 2024-006
    Significant Deficiency
  • 569937 2024-002
    Material Weakness
  • 569939 2024-004
    Material Weakness
  • 569940 2024-006
    Significant Deficiency
  • 1146375 2024-002
    Material Weakness
  • 1146376 2024-004
    Material Weakness
  • 1146377 2024-005
    Material Weakness
  • 1146378 2024-006
    Significant Deficiency
  • 1146379 2024-002
    Material Weakness
  • 1146380 2024-003
    Material Weakness
  • 1146381 2024-004
    Material Weakness
  • 1146382 2024-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.937 Partnerships for Climate-Smart Commodities $2.10M
10.604 Technical Assistance for Specialty Crops Program $761,278
10.310 Agriculture and Food Research Initiative (afri) $150,951
10.328 Food Safety Outreach Program $25,553