Finding 560337 (2023-002)

-
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2025-05-14

AI Summary

  • Core Issue: Near West Side Multi-Service Corporation (May Dugan Center) lacked adequate documentation in all tested refugee case files.
  • Impacted Requirements: 100% of the case files reviewed were missing an average of 31% of required documentation, violating federal grant requirements.
  • Recommended Follow-Up: Implement stronger controls, conduct regular audits, enhance staff training, and create a standardized checklist for documentation completeness.

Finding Text

Program: Assistance Listing Numbers 15.910 – U.S. Refugee Admissions Program Repeat Finding from Prior Year: No. Questioned Costs: None. Condition: Near West Side Multi-Service Corporation (dba May Dugan Center) did not have adequate documentation in the refugees’ case files. Effect: 8 of the 8 case files tested had missing required documentation, the case files on average were missing 31% of the required documentation. Accordingly, Near West Side Multi-Service Corporation (dba May Dugan Center) did not meet the special testing requirements for 2023. Cause: Due to oversight at Near West Side Multi-Service Corporation (dba May Dugan Center) documentation was not being completed adequately. Criteria: The federal grant requirements outlines a specific list of documents which are required to be maintained in case files for each individual family unit which is assisted within the program. Recommendation: Implement controls to ensure documentation is adequate within the case files for all individual assisted. Management Response: Near West Side Multi-Service Corporation (dba May Dugan Center) agrees with the finding and will implement a comprehensive review process to ensure all required documentation is included. This will involve regular audits of case files, enhanced training for staff on documentation requirements, and the development of a standardized checklist to ensure completeness.

Corrective Action Plan

We will implement a comprehensive review process to ensure all required documentation is included. This will involve regular audits of case files, enhanced training for staff on documentation requirements, and the development of a standardized checklist to ensure completeness.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $336,135
19.510 U.s. Refugee Admissions Program $200,354
21.027 Coronavirus State and Local Fiscal Recovery Funds $134,032
93.994 Maternal and Child Health Services Block Grant to the States $125,730
14.218 Community Development Block Grants/entitlement Grants $112,979
93.914 Hiv Emergency Relief Project Grants $29,039
16.817 Byrne Criminal Justice Innovation Program $15,000
93.497 Family Violence Prevention and Services/ Sexual Assault/rape Crisis Services and Supports $12,393
93.567 Refugee and Entrant Assistance_voluntary Agency Programs $6,360