Finding 555093 (2022-008)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2025-04-15

AI Summary

  • Core Issue: The Corporation lacks a formal procurement policy that meets federal standards, increasing compliance risks.
  • Impacted Requirements: Non-federal entities must follow procurement standards in 2 CFR sections 200.318-200.327.
  • Recommended Follow-up: Implement a formal procurement policy to ensure compliance with Uniform Guidance.

Finding Text

2022-008 Procurement Policy and Procedures U.S. Department of Justice, Passed through Illinois Criminal Justice Information Authority Crime Victim Assistance – Assistance Listing Number 16.575 Criteria: Non-federal entities other than states must follow the procurement standards set out in 2 CFR sections 200.318 through 200.327. They must use their own documented procurement procedures, which reflect applicable state and local laws and regulations, provided that the procurements conform to applicable federal statutes and the procurement requirements identified in 2 CFR Part 200. Condition: The Corporation does not maintain a formal procurement policy and procedures that meets the requirements of the Uniform Guidance, including procedures addressing allowable costs exceeding the small purchase threshold. The lack of such a formal policy increases the risk that purchases are made that do not comply with Uniform Guidance requirements. Cause: The Corporation has not implemented a formal procurement policy and procedures that meets the requirements of the Uniform Guidance. Effect: The lack of such a formal policy increases the risk that purchases are made that do not comply with Uniform Guidance requirements. Questioned costs: None Identification as a repeat finding, if applicable: This is not a repeat finding. Recommendation: We recommend that the Corporation implement a formal procurement policy and procedures that meets the requirements of the Uniform Guidance. View of responsible officials of the auditee: Management agrees with the finding and recommendation.

Corrective Action Plan

2022-008 Procurement Policy and Procedures Finding: Under Uniform Grant Guidance (2 CFR 200.318 through 200.327) non-federal entities other than states must follow the procurement standards set out in 2 CFR sections 200.318 through 200.327. They must use their own documented procurement procedures, which reflect applicable state and local laws and regulations, provided that the procurements conform to applicable federal statutes and the procurement requirements identified in 2 CFR Part 200. The Corporation does not maintain a formal procurement policy and procedures that meets the requirements of the Uniform Guidance, including procedures addressing allowable costs exceeding the small purchase threshold. The lack of such a formal policy increases the risk that purchases are made that do not comply with Uniform Guidance requirements. Corrective Actions Taken or Planned: While Saint Anthony Hospital has a procurement policy in place, we needed to order computers within a certain timeframe in order to secure funds from the grant and utilized our main supplier. Thus, we did not get more than 1 quote for the computers. The procurement policy as well as all policies are reviewed every three years to comply with Joint Commission Standards. Saint Anthony will review its existing procurement policy to ensure that all elements required by the Uniform Guidance are incorporated. The review was completed on March 28, 2025. Name of contact person responsible for corrective action: Cindy Cisneros, Grant and Partnership Specialist

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 555090 2022-005
    Significant Deficiency Repeat
  • 555091 2022-006
    Material Weakness Repeat
  • 555092 2022-007
    Significant Deficiency Repeat
  • 555094 2022-005
    Significant Deficiency Repeat
  • 555095 2022-006
    Material Weakness Repeat
  • 1131532 2022-005
    Significant Deficiency Repeat
  • 1131533 2022-006
    Material Weakness Repeat
  • 1131534 2022-007
    Significant Deficiency Repeat
  • 1131535 2022-008
    Significant Deficiency
  • 1131536 2022-005
    Significant Deficiency Repeat
  • 1131537 2022-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $1.12M
93.011 National Organizations for State and Local Officials $701,483