Finding 554920 (2024-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-04-14

AI Summary

  • Core Issue: Missing housing inspection reports for 2 out of 41 units and incomplete work orders indicate a lack of proper oversight.
  • Impacted Requirements: Inspections must occur at initial occupancy and annually; timely repairs are essential for housing to remain decent, safe, and sanitary.
  • Recommended Follow-Up: Implement stronger internal controls to ensure all inspections and repairs are documented and completed on time.

Finding Text

Criteria: Housing quality inspections must be performed at the time of the initial occupancy and at least annually thereafter to assure that the units are decent, safe, and sanitary. In addition, any needed repairs are completed timely. Condition: 1) 2 of the 41 units selected for testing were missing housing inspection reports performed at the time of initial occupancy. 2) 7 signed work orders selected for testing with the completion date and time were not available for review. 3) 2 work orders were not completed timely. Cause: Sufficient internal control procedures to ensure that all required inspections were performed and any needed repairs are completed timely did not exist. Effect: Housing could potentially not meet the requirement that it be decent, safe, and sanitary. Auditor's Recommendation: We recommend that an internal control procedure be implemented to ensure that all required inspections are performed, and any needed repairs are completed timely. In addition, all documentation as evidence of the completion of the work orders are maintained properly. Views of Responsible Officials and Planned Corrective Action: 1) Management will continue to work consistently to comply with performing all unit inspections within 30 days of lease date and properly document all unit inspections accordingly in the tenant file. 2) The maintenance supervisor will ensure that at completion of all work orders, the work order form must be filled out and signed by the maintenance technician. All complete work orders will be documented and filed at the Business Office each day. Before leaving the apartment, the maintenance staff will leave a carbon copy of the work order indicating what work was performed in the apartment. The maintenance supervisor will also ensure that all work orders coded as emergencies will be assigned to a technician in a timely manner and completed within 24 business hours.

Corrective Action Plan

1) Management will continue to work consistently to comply with performing all unit inspections within 30 days of lease date and properly document all unit inspections accordingly in the tenant file. 2) The maintenance supervisor will ensure that at completion of all work orders, the work order form must be filled out and signed by the maintenance technician. All complete work orders will be documented and filed at the Business Office each day. Before leaving the apartment, the maintenance staff will leave a carbon copy of the work order indicating what work was performed in the apartment. The maintenance supervisor will also ensure that all work orders coded as emergencies will be assigned to a technician in a timely manner and completed within 24 business hours.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 554919 2024-001
    Significant Deficiency Repeat
  • 554921 2024-003
    Significant Deficiency
  • 1131361 2024-001
    Significant Deficiency Repeat
  • 1131362 2024-002
    Significant Deficiency
  • 1131363 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.129 Mortgage Insurance Nursing Homes, Intermediate Care Facilities, Board and Care Homes and Assisted Living Facilities $7.04M
14.314 Assisted Living Conversion for Eligible Multifamily Housing Projects $6.05M
14.195 Project-Based Rental Assistance (pbra) $5.42M