Finding 554919 (2024-001)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2024
Accepted
2025-04-14

AI Summary

  • Core Issue: Incorrect calculations of housing assistance and tenant payments were found in 7 out of 41 tenant files due to errors in income and medical expense reporting.
  • Impacted Requirements: Internal controls for ensuring accurate completion of Form HUD-50059 were insufficient, leading to potential inaccuracies in reported data.
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure all HUD-50059 forms are accurately completed and maintain transparency with tenants regarding corrections made.

Finding Text

Criteria: Organizations operating the Project Based Rental Assistance (PBRA) Program are required to maintain sufficient internal controls to ensure compliance with eligibility requirements. Condition: 1) Housing assistance and tenant payments for 7 of the 41 tenant files selected for testing were calculated incorrectly due to errors in the amounts used for income and/or medical expenses. 2) An incorrect asset code was used on Form HUD-50059 for 3 of the 41 tenant files selected for testing. These had no impact on the housing assistance and tenant payments. 3) The asset values for 3 of the 41 tenant files and interest income for 2 of the 41 tenant files selected for testing were not reported correctly on Form HUD-50059. These had no impact on the housing assistance and tenant payments. Cause: Sufficient internal control procedures to ensure that the information reported on Form HUD-50059 were entered properly did not exist. Effect: The housing assistance and tenant payments may potentially be incorrect. Auditor's Recommendation: We recommend that an internal control procedure be implemented to ensure that all HUD-50059 forms are completed accurately. Views of Responsible Officials and Planned Corrective Action: Management has corrected all audited recertifications with correct information. For those tenants where the corrections had an impact on the tenant rent and housing assistance payments, management has notified and conducted meetings with the residents. Management will also insert file clarification notes in those corrected files that the tenant files were corrected to ensure transparency and note that an administrative correction was conducted. Management will continue to utilize internal control procedures to ensure that information are calculated accurately and reported correctly in the future.

Corrective Action Plan

Management has corrected all audited recertifications with correct information. For those tenants where the corrections had an impact on the tenant rent and housing assistance payments, management has notified and conducted meetings with the residents. Management will also insert file clarification notes in those corrected files that the tenant files were corrected to ensure transparency and note that an administrative correction was conducted. Management will continue to utilize internal control procedures to ensure that information are calculated accurately and reported correctly in the future.

Categories

Questioned Costs HUD Housing Programs Internal Control / Segregation of Duties Eligibility

Other Findings in this Audit

  • 554920 2024-002
    Significant Deficiency
  • 554921 2024-003
    Significant Deficiency
  • 1131361 2024-001
    Significant Deficiency Repeat
  • 1131362 2024-002
    Significant Deficiency
  • 1131363 2024-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.129 Mortgage Insurance Nursing Homes, Intermediate Care Facilities, Board and Care Homes and Assisted Living Facilities $7.04M
14.314 Assisted Living Conversion for Eligible Multifamily Housing Projects $6.05M
14.195 Project-Based Rental Assistance (pbra) $5.42M