Finding 551104 (2024-012)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-31
Audit: 352022
Organization: William Peace Universirty (NC)

AI Summary

  • Core Issue: The University failed to report disbursement dates and amounts to the COD system within the required 15-day period.
  • Impacted Requirements: Compliance with Department of Education guidelines (34 CFR 690.83(b)(2) and CFR 685.309) is not being met.
  • Recommended Follow-Up: The University should review and improve its reporting procedures to ensure timely compliance with COD requirements.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Name: Student Financial Aid Cluster Assistance Listing Number: 84.063, 84.268 Federal Award Identification Number: P063P231946, P268K241946 Award Period: July 1, 2023 – June 30, 2024 Type of Finding: Significant Deficiency in Internal Control over Compliance, Other Matters Criteria or Specific Requirement: The Department of Education requires the University to report the disbursement dates and amounts to the COD system within 15 days of disbursing Pell and Direct Loan funds to a student. (34 CFR 690.83(b)(2) and CFR 685.309) Condition: Disbursements were not reported to COD within the required 15-day timeframe. Questioned Costs: N/A Context: During our testing of forty disbursements, we noted one disbursement was not reported to COD in a timely manner. Cause: The University’s controls around reporting to COD were not functioning as designed to ensure timely reporting. Effect: The University is not in compliance with the Department of Education guidelines. Repeat Finding: No Recommendation: We recommend the University evaluate its procedures and policies around reporting to the COD to ensure that student information is reported timely. Views of Responsible Officials: There is no disagreement with the audit finding and the University is in the process of implementing corrective procedures.

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 551087 2024-005
    Significant Deficiency
  • 551088 2024-005
    Significant Deficiency
  • 551089 2024-005
    Significant Deficiency
  • 551090 2024-005
    Significant Deficiency
  • 551091 2024-006
    Significant Deficiency
  • 551092 2024-006
    Significant Deficiency
  • 551093 2024-007
    Significant Deficiency
  • 551094 2024-008
    Significant Deficiency
  • 551095 2024-008
    Significant Deficiency
  • 551096 2024-008
    Significant Deficiency
  • 551097 2024-009
    Significant Deficiency Repeat
  • 551098 2024-010
    Material Weakness
  • 551099 2024-011
    Significant Deficiency
  • 551100 2024-011
    Significant Deficiency
  • 551101 2024-011
    Significant Deficiency
  • 551102 2024-011
    Significant Deficiency
  • 551103 2024-012
    Significant Deficiency
  • 551105 2024-013
    Significant Deficiency
  • 551106 2024-014
    Material Weakness
  • 551107 2024-014
    Material Weakness
  • 551108 2024-014
    Material Weakness
  • 551109 2024-014
    Material Weakness
  • 1127529 2024-005
    Significant Deficiency
  • 1127530 2024-005
    Significant Deficiency
  • 1127531 2024-005
    Significant Deficiency
  • 1127532 2024-005
    Significant Deficiency
  • 1127533 2024-006
    Significant Deficiency
  • 1127534 2024-006
    Significant Deficiency
  • 1127535 2024-007
    Significant Deficiency
  • 1127536 2024-008
    Significant Deficiency
  • 1127537 2024-008
    Significant Deficiency
  • 1127538 2024-008
    Significant Deficiency
  • 1127539 2024-009
    Significant Deficiency Repeat
  • 1127540 2024-010
    Material Weakness
  • 1127541 2024-011
    Significant Deficiency
  • 1127542 2024-011
    Significant Deficiency
  • 1127543 2024-011
    Significant Deficiency
  • 1127544 2024-011
    Significant Deficiency
  • 1127545 2024-012
    Significant Deficiency
  • 1127546 2024-012
    Significant Deficiency
  • 1127547 2024-013
    Significant Deficiency
  • 1127548 2024-014
    Material Weakness
  • 1127549 2024-014
    Material Weakness
  • 1127550 2024-014
    Material Weakness
  • 1127551 2024-014
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.29M
84.063 Federal Pell Grant Program $1.43M
84.033 Federal Work-Study Program $46,035
84.007 Federal Supplemental Educational Opportunity Grants $39,392