Finding 546977 (2024-004)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: One payroll disbursement lacked management's review of time and effort documentation.
  • Impacted Requirements: Compliance with federal regulations on allowable costs requires accurate records and internal controls for salary charges.
  • Recommended Follow-Up: Strengthen procedures to ensure all time and effort attestations are reviewed and approved by management.

Finding Text

2024-004 Community Development Block Grants, ALN 14.218 Federal Award Identification Number and Year: B-23-MC-25-0019, 2024 Award Period: July 1, 2023 through June 30, 2024 Compliance Requirement: Allowable Costs/Cost Principles Criteria or Specific Requirement: (CFR) Title 2 Part 200.430 indicates charges to federal awards for salaries and wages must be based on records that accurately reflect the work performed. These records must be supported by a system of internal control which provides reasonable assurance that the charges are accurate, allowable, and properly allocated. Such records must also reasonably reflect the total activity for which the employee is compensated by the non-Federal entity. Condition and Context: For one of forty payroll disbursements in our sample, evidence of management's review of time and effort was not provided. Questioned Costs: None. Cause: Procedures were not implemented effectively to ensure all attestations of time and effort were reviewed and approved by supervising officials. Effect: While time and effort dedicated to cost objectives was documented for the instance in questions, the risk of noncompliance with federal program requirements is present due to the lack of approval from the payroll documentation. Repeat Finding: No. Recommendation: We recommend procedures be strengthened to ensure management's review and approval of time and effort attestation is present on supporting documentation maintained for payroll costs. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Action taken in response to finding: Program staff will continue to ensure that all timesheets are signed by the division head Name(s) of the contact person(s) responsible for corrective action: Janet Antonellis, CDBG Administrative Assistant, Svetlana Taksa, Fiscal Manager, and Lara Kritzer, Director of Housing and Community Development. Planned completion date for corrective action plan: This has been and will continue to be implemented with all future timesheets.

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 546974 2024-001
    Significant Deficiency
  • 546975 2024-002
    Material Weakness
  • 546976 2024-003
    Significant Deficiency
  • 546978 2024-005
    Significant Deficiency
  • 1123416 2024-001
    Significant Deficiency
  • 1123417 2024-002
    Material Weakness
  • 1123418 2024-003
    Significant Deficiency
  • 1123419 2024-004
    Significant Deficiency
  • 1123420 2024-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $11.30M
14.239 Home Investment Partnerships Program $1.51M
93.778 Medical Assistance Program $794,084
84.425 Education Stabilization Fund $531,950
84.010 Title I Grants to Local Educational Agencies $464,965
84.027 Special Education Grants to States $341,179
10.555 National School Lunch Program $328,529
97.044 Assistance to Firefighters Grant $264,047
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $185,560
10.553 School Breakfast Program $183,355
14.231 Emergency Solutions Grant Program $140,764
84.048 Career and Technical Education -- Basic Grants to States $135,767
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $120,733
84.365 English Language Acquisition State Grants $98,615
16.580 Edward Byrne Memorial State and Local Law Enforcement Assistance Discretionary Grants Program $50,000
84.424 Student Support and Academic Enrichment Program $46,977
84.173 Sped Early Childhood Allocation $39,425
16.U00 Dea Asset Forefeitures $36,398
16.U00 Dea Support Overtime Reimbursements $33,812
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $25,273
16.607 Bulletproof Vest Partnership Program $17,362
93.103 Food and Drug Administration Research $13,658
10.579 Child Nutrition Discretionary Grants Limited Availability $12,159
84.U00 Influence 100 Grant $2,000
84.027A Reducing Time-Out Rooms $540
14.218 Community Development Block Grants/entitlement Grants $257