Finding 1123420 (2024-005)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-03-31

AI Summary

  • Core Issue: The City failed to report a subaward over $30,000 to the FSRS as required by FFATA.
  • Impacted Requirements: Non-compliance with federal reporting requirements and ineffective internal controls over federal awards.
  • Recommended Follow-up: Strengthen procedures to ensure timely and accurate completion of federally required reports.

Finding Text

2024-005 Community Development Block Grants, ALN 14.218 Federal Award Identification Number and Year: B-23-MC-25-0019, 2024 Award Period: July 1, 2023 through June 30, 2024 Compliance Requirement: Reporting Criteria or Specific Requirement: Per the Federal Funding Accountability and Transparency Act (FFATA), prime (direct) recipients of grants or cooperative agreements are required to report first-tier subawards of $30,000 or more to the Federal Funding Accountability and Transparency Act Subaward Reporting System (FSRS). Reports must be filed in FSRS by the end of the month following the month in which the prime recipient awards any sub-grant greater than or equal to $30,000. Per 2 CFR section 200.303(a), a non-federal entity must: Establish and maintain effective internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Such internal control encompasses compliance with reporting requirements of the federal award. Condition and Context: For one of three subawards tested in our statistically valid sample, the City did not provide documentation supporting the reporting of the subaward to FSRS in accordance with FFATA requirements. For both of the two PR29 CDBG Cash on Hand Quarterly Reports tested in our statistically valid sample, the City improperly calculated the beginning cash on hand at $0.00. Questioned Costs: None. Cause: Procedures were not implemented effectively to ensure the required reports were completed and submitted in accordance with the terms and conditions of the federal award. Effect: Noncompliance occurred as these reports were not completed and processed in accordance with federal award requirements. Repeat Finding: No. Recommendation: We recommend procedures be strengthened to ensure federally required reports are completed and processed in accordance with the requirements of the federal awards. Views of Responsible Officials: Management agrees with the finding.

Categories

Subrecipient Monitoring Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 546974 2024-001
    Significant Deficiency
  • 546975 2024-002
    Material Weakness
  • 546976 2024-003
    Significant Deficiency
  • 546977 2024-004
    Significant Deficiency
  • 546978 2024-005
    Significant Deficiency
  • 1123416 2024-001
    Significant Deficiency
  • 1123417 2024-002
    Material Weakness
  • 1123418 2024-003
    Significant Deficiency
  • 1123419 2024-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $11.30M
14.239 Home Investment Partnerships Program $1.51M
93.778 Medical Assistance Program $794,084
84.425 Education Stabilization Fund $531,950
84.010 Title I Grants to Local Educational Agencies $464,965
84.027 Special Education Grants to States $341,179
10.555 National School Lunch Program $328,529
97.044 Assistance to Firefighters Grant $264,047
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $185,560
10.553 School Breakfast Program $183,355
14.231 Emergency Solutions Grant Program $140,764
84.048 Career and Technical Education -- Basic Grants to States $135,767
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $120,733
84.365 English Language Acquisition State Grants $98,615
16.580 Edward Byrne Memorial State and Local Law Enforcement Assistance Discretionary Grants Program $50,000
84.424 Student Support and Academic Enrichment Program $46,977
84.173 Sped Early Childhood Allocation $39,425
16.U00 Dea Asset Forefeitures $36,398
16.U00 Dea Support Overtime Reimbursements $33,812
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $25,273
16.607 Bulletproof Vest Partnership Program $17,362
93.103 Food and Drug Administration Research $13,658
10.579 Child Nutrition Discretionary Grants Limited Availability $12,159
84.U00 Influence 100 Grant $2,000
84.027A Reducing Time-Out Rooms $540
14.218 Community Development Block Grants/entitlement Grants $257