Finding 540751 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-03-30
Audit: 350447
Organization: Sto-Rox School District (PA)

AI Summary

  • Core Issue: The School District failed to file Final Expenditure Reports for multiple ARP ESSER grant programs on time, missing the required deadlines.
  • Impacted Requirements: Non-compliance with PDE and federal regulations, specifically the 30-day and 90-day submission deadlines for financial reports.
  • Recommended Follow-Up: Implement new fiscal procedures to ensure timely completion and submission of Final Expenditure Reports to avoid future penalties.

Finding Text

CONDITION: During my review of the District’s compliance with the laws and regulations related to filing its federal grant program Final Expenditure Reports (FER), I noted that the School District did not file the Final Expenditure Report for the ARP ESSER, ARP ESSER Learning Loss, ARP ESSER Summer Enrichment, and ARP ESSER Afterschool grant programs until November of 2024. The report was required to be filed with the Pennsylvania Department of Education (PDE) no later than 90 days after the end date of the grant period, or within 30 days of expending all grant funding. This is a repeat Finding (2023-001) from the prior fiscal year. CRITERIA: The Department of Education requires the completion and submission of a ‘Final Expenditure Report’ (FER) within 30 days of expending all grant funding. In addition, Section 2 CFR 200.344 of the Uniform Guidance requires the submission of financial reports no later than 90 calendar days after the end date of the grant period for performance. EFFECT: The District is not in compliance with the financial reporting requirements for timely submission of a ‘final expenditure report’ (FER) for its ARP ESSER, ARP ESSER Learning Loss, ARP ESSER Summer Enrichment, and ARP ESSER Afterschool grant programs in accordance with PDE policy and Section 2 CFR 200.344 of the Uniform Guidance. QUESTIONED COST: None CAUSE: As a result of staff turnover, the School District inadvertently did not complete and file the Final Expenditure Reports with PDE in a timely manner. RECOMMENDATION: I recommend that the District develop fiscal procedures to ensure that ‘Final Expenditure Reports’ for future fiscal years are completed and filed in a timely manner based on supporting financial information obtained from the District’s business office, in order to 1) comply with PDE reporting requirements for the District’s applicable federal programs, and 2) to avoid any future sanctions or withholding of grant monies from PDE as a result of not filing these reports in a timely manner. VIEWS OF RESPONSIBLE OFFICIALS: The School District concurs with the above noted finding and addresses this issue in the ‘Corrective Action Plan’ included within this report.

Corrective Action Plan

RECOMMENDATION: I recommend that the District develop fiscal procedures to ensure that ‘Final Expenditure Reports’ for future fiscal years are completed and filed in a timely manner based on supporting financial information obtained from the District’s business office, in order to 1) comply with PDE reporting requirements for the District’s applicable federal programs, and 2) to avoid any future sanctions or withholding of grant monies from PDE as a result of not filing these reports in a timely manner. MANAGEMENT’S PLANNED CORRECTIVE ACTION: The StoRx School District will implement procedures for timely and accurate reporting of the Final Expenditure Report (FER). The financial information in the FER will accurately reflect internal reporting information according to the Manual of Accounting and Financial Reporting for Pennsylvania Local Educational Agencies and the PA Chart of Accounts. The timeframe for completion will be effective for the 2024-2025 fiscal year.

Categories

Reporting

Other Findings in this Audit

  • 540752 2024-002
    Material Weakness
  • 540753 2024-003
    Material Weakness Repeat
  • 540754 2024-004
    Material Weakness
  • 540755 2024-005
    Material Weakness
  • 540756 2024-006
    Material Weakness
  • 540757 2024-001
    Material Weakness Repeat
  • 540758 2024-002
    Material Weakness
  • 540759 2024-003
    Material Weakness Repeat
  • 540760 2024-004
    Material Weakness
  • 540761 2024-005
    Material Weakness
  • 540762 2024-006
    Material Weakness
  • 540763 2024-001
    Material Weakness Repeat
  • 540764 2024-002
    Material Weakness
  • 540765 2024-003
    Material Weakness Repeat
  • 540766 2024-004
    Material Weakness
  • 540767 2024-005
    Material Weakness
  • 540768 2024-006
    Material Weakness
  • 540769 2024-001
    Material Weakness Repeat
  • 540770 2024-002
    Material Weakness
  • 540771 2024-003
    Material Weakness Repeat
  • 540772 2024-004
    Material Weakness
  • 540773 2024-005
    Material Weakness
  • 540774 2024-006
    Material Weakness
  • 540775 2024-001
    Material Weakness Repeat
  • 540776 2024-002
    Material Weakness
  • 540777 2024-003
    Material Weakness Repeat
  • 540778 2024-004
    Material Weakness
  • 540779 2024-005
    Material Weakness
  • 540780 2024-006
    Material Weakness
  • 1117193 2024-001
    Material Weakness Repeat
  • 1117194 2024-002
    Material Weakness
  • 1117195 2024-003
    Material Weakness Repeat
  • 1117196 2024-004
    Material Weakness
  • 1117197 2024-005
    Material Weakness
  • 1117198 2024-006
    Material Weakness
  • 1117199 2024-001
    Material Weakness Repeat
  • 1117200 2024-002
    Material Weakness
  • 1117201 2024-003
    Material Weakness Repeat
  • 1117202 2024-004
    Material Weakness
  • 1117203 2024-005
    Material Weakness
  • 1117204 2024-006
    Material Weakness
  • 1117205 2024-001
    Material Weakness Repeat
  • 1117206 2024-002
    Material Weakness
  • 1117207 2024-003
    Material Weakness Repeat
  • 1117208 2024-004
    Material Weakness
  • 1117209 2024-005
    Material Weakness
  • 1117210 2024-006
    Material Weakness
  • 1117211 2024-001
    Material Weakness Repeat
  • 1117212 2024-002
    Material Weakness
  • 1117213 2024-003
    Material Weakness Repeat
  • 1117214 2024-004
    Material Weakness
  • 1117215 2024-005
    Material Weakness
  • 1117216 2024-006
    Material Weakness
  • 1117217 2024-001
    Material Weakness Repeat
  • 1117218 2024-002
    Material Weakness
  • 1117219 2024-003
    Material Weakness Repeat
  • 1117220 2024-004
    Material Weakness
  • 1117221 2024-005
    Material Weakness
  • 1117222 2024-006
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.553 School Breakfast Program $328,613
84.027 Special Education Grants to States $278,331
84.010 Title I Grants to Local Educational Agencies $127,410
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $97,696
10.555 National School Lunch Program $59,176
84.425 Education Stabilization Fund $39,348
10.582 Fresh Fruit and Vegetable Program $37,905
10.558 Child and Adult Care Food Program $8,945
10.649 Pandemic Ebt Administrative Costs $5,763
84.173 Special Education Preschool Grants $837
93.778 Medical Assistance Program $346
84.424 Student Support and Academic Enrichment Program $49