Finding 539546 (2024-001)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-28
Audit: 350087
Organization: University of Central Oklahoma (OK)

AI Summary

  • Core Issue: The University reported incorrect enrollment information and failed to report changes on time for several students.
  • Impacted Requirements: This violates enrollment reporting regulations under 34 CFR §690.83 and §685.309.
  • Recommended Follow-Up: The University should improve controls for timely and accurate reporting of enrollment and address changes.

Finding Text

Federal Program – Student Financial Assistance Cluster – Assistance Listing Numbers 84.063 and 84.268 – U.S. Department of Education (ED) Program Year 2023–2024 Criteria or Specific Requirement – Special Tests and Provision – Enrollment Reporting – 34 CFR §690.83 and 34 CFR §685.309 Condition – Eight students had incorrect enrollment information reported, two students had enrollment status changes that were not reported timely, and one student had an address change that was not reported timely. Questioned Costs – N/A Context – Out of a population of 4,479 students with status changes during the Spring and Fall semesters of the 2024 aid year, 40 were selected for testing. Of those students, four had the incorrect program begin date reported, one had the incorrect program enrollment effective date reported, one had the incorrect program length reported, two had the incorrect CIP code reported, two students had enrollment status changes that were not reported timely, and one student had an address change that was not reported timely. Our sample was not, and was not intended to be, statistically valid. Effect – The University reported inaccurate information or failed to report changes within the required time frame and, as such, ED was not provided accurate and timely information. Cause – The University did not have appropriate controls in place to ensure timely and accurate reporting. Identification as a Repeat Finding, if Applicable – N/A Recommendation – The University should ensure the design and appropriate operating effectiveness of controls surrounding enrollment reporting to ensure that all status and address changes are reported timely and that all enrollment information is reported accurately. Views of Responsible Officials and Planned Corrective Actions – Management agrees with the finding.

Categories

Reporting Special Tests & Provisions

Other Findings in this Audit

  • 539545 2024-001
    Material Weakness
  • 539547 2024-002
    Significant Deficiency
  • 539548 2024-002
    Significant Deficiency
  • 1115987 2024-001
    Material Weakness
  • 1115988 2024-001
    Material Weakness
  • 1115989 2024-002
    Significant Deficiency
  • 1115990 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $37.48M
84.063 Federal Pell Grant Program $20.75M
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $759,632
84.038 Federal Perkins Loan Program_federal Capital Contributions $592,113
84.033 Federal Work-Study Program $556,634
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $489,343
84.007 Federal Supplemental Educational Opportunity Grants $484,344
84.217 Trio McNair Post-Baccalaureate Achievement $271,257
84.044 Trio Talent Search $256,394
84.066 Trio Educational Opportunity Centers $249,433
84.042 Trio Student Support Services $245,372
84.047 Trio Upward Bound $229,505
84.103 Trio Staff Training Program $219,527
21.027 Coronavirus State and Local Fiscal Recovery Funds $198,821
97.132 Financial Assistance for Targeted Violence and Terrorism Prevention $180,342
93.879 Medical Library Assistance $81,524
20.616 National Priority Safety Programs $81,270
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $79,207
93.788 Opioid Str $74,186
45.162 Promotion of the Humanities Teaching and Learning Resources and Curriculum Development $54,631
47.074 Biological Sciences $39,988
10.326 Capacity Building for Non-Land Grant Colleges of Agriculture (nlgca) $36,506
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $36,391
93.043 Special Programs for the Aging, Title Iii, Part D, Disease Prevention and Health Promotion Services $32,297
10.310 Agriculture and Food Research Initiative (afri) $30,679
15.611 Wildlife Restoration and Basic Hunter Education and Safety $16,865
47.084 Nsf Technology, Innovation, and Partnerships $10,000
47.083 Integrative Activities $9,071
19.021 Investing in People in the Middle East and North Africa $7,246
15.605 Sport Fish Restoration $7,146
64.034 Va Grants for Adaptive Sports Programs for Disabled Veterans and Disabled Members of the Armed Forces $6,014
84.425 Education Stabilization Fund $5,410
45.025 Promotion of the Arts Partnership Agreements $2,000
45.129 Promotion of the Humanities Federal/state Partnership $1,329
47.076 Stem Education (formerly Education and Human Resources) $1,278
93.859 Biomedical Research and Research Training $13