Finding 538346 (2024-005)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-03-27

AI Summary

  • Core Issue: The College lacks controls to ensure timely and accurate reporting of student enrollment status changes to the NSLDS, leading to noncompliance.
  • Impacted Requirements: Enrollment status changes must be reported within 60 days as per Federal Regulations 34 CFR 682.610 and 685.309.
  • Recommended Follow-Up: Implement an independent review process for NSLDS submissions to ensure compliance with reporting requirements.

Finding Text

2024-005: Enrollment Reporting – Student Financial Aid Special Test Material Weakness / Other Matter Noncompliance Federal Program: Student Financial Assistance Cluster Assistance Listing Number(s): Student Financial Assistance Cluster • 84.063 • 84.268 Criteria: To comply with enrollment reporting requirements, institutions must accurately and timely report student enrollment status changes to the National Student Loan Data System (NSLDS) within 60 days of determining the change, as outlined in Federal Regulations 34 CFR 682.610 and 685.309. Condition: There is no control in place by the College to review information submitted to the NSLDS for student enrollment status changes. There were instances of noncompliance where students with enrollment status changes were received by the NSLDS outside of the 60-day requirement. Cause: Lack of control in place over enrollment status changes reported to the NSLDS. Effect or Potential Effect: Lack of controls in place could result in instances of noncompliance with Department of Education and Federal regulations. Questioned Costs: None Context: In our sample of 40 students with enrollment status changes during the year ended June 30, 2024, 4 were reported to the NSLDS outside of the 60-day requirement. While the College ensures accurate status change data is sent to the National Student Clearinghouse (third party who submits enrollment status changes to the NSLDS), the College does not have controls in place to ensure information was submitted to the NSLDS accurately and timely. Repeat Finding: No Recommendation: We recommend the College implement controls where there is an independent review of the submissions received by NSLDS to ensure enrollment status changes are reported accurately and timely. Views of Responsible Officials: Management agrees with the finding. See corrective action plan.

Corrective Action Plan

Identifying Number: Finding No. 2024-005 – Enrollment Reporting – Student Financial Aid Special Test Finding: There is no control in place by the College to review information submitted to the NSLDS for student enrollment status changes. There were instances of noncompliance where students with enrollment status changes were received by the NSLDS outside of the 60-day requirement. Corrective Actions Taken or Planned: Responsible Officials: Traci Holland, Registrar and Nikki Bamonti, Interim Vice President for Enrollment Management Anticipated Completion Date: March 21, 2025 View of Responsible Individuals: The occurrence of late submissions is not typical, and the Registrar’s office submitted regular reports to the National Student Clearinghouse (NSC) monthly, which is within the 60-day requirement. Due to staff turnover in the Registrar and Financial Aid offices, there was no documentation available regarding the necessary steps for Financial Aid to confirm the NSC enrollment data within the NSLDS database. The College is committed to ensuring compliance with federal regulations and has implemented the following corrective actions to prevent future delays in submitting and reviewing enrollment and status changes as follows: • The Registrar’s office will continue to set the submission schedule within the NSC database for all reports in August for the upcoming academic year. They will share the schedule with the Financial Aid Director and will provide updates when/if necessary. • Degree Verify and Graduates Only reports will continue to be submitted after each degree conferral date: January 15, June 5, September 15. • The Registrar’s office will continue to submit enrollment and status change reports to NSC every month. • After submission and error resolution, the Registrar’s office will notify the Financial Aid Director, so the Financial Aid office can conduct the independent review of submissions received by NSLDS from NSC. [See Independent Review below] • In addition, the Financial Aid office will continue to receive automated, overnight email notifications when students withdraw from coursework that changes their status.Independent Review: After each enrollment reporting submission, the Registrar’s office will notify the Financial Aid Director. Upon notification, the Financial Aid Director will conduct an independent review of enrollment data received by the National Student Loan Data System (NSLDS). This review will ensure that enrollment status changes, including graduations, withdrawals, and leaves of absence, are accurately reported and processed in a timely manner. The Financial Aid Director will: • Review the submissions to NSLDS and verify the data for accuracy. • Identify and resolve discrepancies in reported enrollment statuses. • Ensure corrections are reported to the Registrar. • Confirm the accuracy of the submissions and document the review.

Categories

Student Financial Aid Material Weakness Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 538324 2024-002
    Material Weakness
  • 538325 2024-002
    Material Weakness
  • 538326 2024-002
    Material Weakness
  • 538327 2024-002
    Material Weakness
  • 538328 2024-002
    Material Weakness
  • 538329 2024-002
    Material Weakness
  • 538330 2024-002
    Material Weakness
  • 538331 2024-002
    Material Weakness
  • 538332 2024-002
    Material Weakness
  • 538333 2024-002
    Material Weakness
  • 538334 2024-003
    Material Weakness
  • 538335 2024-004
    Material Weakness
  • 538336 2024-004
    Material Weakness
  • 538337 2024-004
    Material Weakness
  • 538338 2024-004
    Material Weakness
  • 538339 2024-004
    Material Weakness
  • 538340 2024-004
    Material Weakness
  • 538341 2024-004
    Material Weakness
  • 538342 2024-004
    Material Weakness
  • 538343 2024-004
    Material Weakness
  • 538344 2024-004
    Material Weakness
  • 538345 2024-004
    Material Weakness
  • 538347 2024-005
    Material Weakness
  • 538348 2024-006
    Significant Deficiency
  • 538349 2024-007
    Significant Deficiency
  • 538350 2024-007
    Significant Deficiency
  • 538351 2024-007
    Significant Deficiency
  • 538352 2024-007
    Significant Deficiency
  • 538353 2024-007
    Significant Deficiency
  • 538354 2024-007
    Significant Deficiency
  • 538355 2024-007
    Significant Deficiency
  • 538356 2024-008
    Significant Deficiency
  • 538357 2024-008
    Significant Deficiency
  • 538358 2024-008
    Significant Deficiency
  • 538359 2024-008
    Significant Deficiency
  • 538360 2024-008
    Significant Deficiency
  • 538361 2024-008
    Significant Deficiency
  • 538362 2024-008
    Significant Deficiency
  • 1114766 2024-002
    Material Weakness
  • 1114767 2024-002
    Material Weakness
  • 1114768 2024-002
    Material Weakness
  • 1114769 2024-002
    Material Weakness
  • 1114770 2024-002
    Material Weakness
  • 1114771 2024-002
    Material Weakness
  • 1114772 2024-002
    Material Weakness
  • 1114773 2024-002
    Material Weakness
  • 1114774 2024-002
    Material Weakness
  • 1114775 2024-002
    Material Weakness
  • 1114776 2024-003
    Material Weakness
  • 1114777 2024-004
    Material Weakness
  • 1114778 2024-004
    Material Weakness
  • 1114779 2024-004
    Material Weakness
  • 1114780 2024-004
    Material Weakness
  • 1114781 2024-004
    Material Weakness
  • 1114782 2024-004
    Material Weakness
  • 1114783 2024-004
    Material Weakness
  • 1114784 2024-004
    Material Weakness
  • 1114785 2024-004
    Material Weakness
  • 1114786 2024-004
    Material Weakness
  • 1114787 2024-004
    Material Weakness
  • 1114788 2024-005
    Material Weakness
  • 1114789 2024-005
    Material Weakness
  • 1114790 2024-006
    Significant Deficiency
  • 1114791 2024-007
    Significant Deficiency
  • 1114792 2024-007
    Significant Deficiency
  • 1114793 2024-007
    Significant Deficiency
  • 1114794 2024-007
    Significant Deficiency
  • 1114795 2024-007
    Significant Deficiency
  • 1114796 2024-007
    Significant Deficiency
  • 1114797 2024-007
    Significant Deficiency
  • 1114798 2024-008
    Significant Deficiency
  • 1114799 2024-008
    Significant Deficiency
  • 1114800 2024-008
    Significant Deficiency
  • 1114801 2024-008
    Significant Deficiency
  • 1114802 2024-008
    Significant Deficiency
  • 1114803 2024-008
    Significant Deficiency
  • 1114804 2024-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $9.49M
84.063 Federal Pell Grant Program $2.63M
84.038 Federal Perkins Loan Program_federal Capital Contributions $1.16M
93.925 Scholarships for Health Professions Students From Disadvantaged Backgrounds $503,853
93.732 Mental and Behavioral Health Education and Training Grants $275,365
84.033 Federal Work-Study Program $201,657
84.007 Federal Supplemental Educational Opportunity Grants $178,346
84.116 Fund for the Improvement of Postsecondary Education $166,566
47.050 Geosciences $69,412
12.420 Military Medical Research and Development $46,207
84.019 Overseas Programs - Faculty Research Abroad $46,184
47.076 Stem Education (formerly Education and Human Resources) $11,358
11.417 Sea Grant Support $5,783
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $3,772
12.905 Cybersecurity Core Curriculum $540