Finding 538253 (2024-008)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-03-27

AI Summary

  • Core Issue: The School Corporation lacks an effective internal control system for managing eligibility under Title I Grants, leading to a material weakness.
  • Impacted Requirements: Compliance with 2 CFR 200.303, which mandates effective internal controls to ensure proper management of federal awards.
  • Recommended Follow-Up: Management should implement a robust internal control system, including segregation of duties, to ensure compliance with eligibility requirements.

Finding Text

FINDING 2024-008 Subject: Title I Grants to Local Educational Agencies - Eligibility Federal Agency: Department of Education Federal Program: Title I Grants to Local Educational Agencies Assistance Listings Number: 84.010 Federal Award Numbers and Years (or Other Identifying Numbers): S010A220014, S010A230014 Pass-Through Entity: Indiana Department of Education Compliance Requirement: Eligibility Audit Finding: Material Weakness Condition and Context The School Corporation had not designed or implemented an effective internal control system over the Eligibility compliance requirement. Eligibility for Title I is determined on the Eligible School Summary of the Title I application. Enrollment and Poverty numbers are automatically pulled from the Indiana Department of Education's (IDOE) Official Pupil Enrollment (PE) count for each school into the Eligible School Summary page of the Title I application. These counts that are prepopulated should be based on the School Corporation's records as of October of the prior fiscal year. There was no review by the School Corporation of the enrollment and poverty counts that were prepopulated into the School Corporation's Title I grant application. The lack of internal controls was a systemic issue throughout the audit period. Criteria 2 CFR 200.303 states in part: "The non-Federal entity must: (a) Establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in 'Standards for Internal Control in the Federal Government' issued by the Comptroller General of the United States or the 'Internal Control Integrated Framework', issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). . . ." Cause Management did not develop a system of internal controls that segregated key functions over reporting student enrollment and poverty status to the IDOE via the Title I, Part A grant application. Effect Without an effective internal control system, including segregation of duties, the School Corporation is at risk for noncompliance with the grant agreement and the Eligibility compliance requirement. Questioned Costs There were no questioned costs identified. INDIANA STATE BOARD OF ACCOUNTS 33 EAST NOBLE SCHOOL CORPORATION SCHEDULE OF FINDINGS AND QUESTIONED COSTS (Continued) Recommendation We recommended that the School Corporation's management establish a system of internal controls, including segregation of duties, related to the grant agreement and the Eligibility compliance requirement. Views of Responsible Officials For the views of responsible officials, refer to the Corrective Action Plan that is part of this report.

Corrective Action Plan

FINDING 2024-008 (Section III-Federal Award Findings and Questioned Costs) Finding Subject: Title I Grants to Local Education Agencies – Eligibility Contact Person Responsible for Corrective Action: Holly Singleton, Heidi Moreno Contact Phone Number and Email Address: 260-347-2502 hsingleton@eastnoble.net , hmoreno@eastnoble.net Views of Responsible Officials: We concur with the finding. Description of Corrective Action Plan: When the Grants Coordinator and Deputy Treasurer work on completing the Title I Application, they will cross reference the pre-populated numbers provided by the DOE with the DEX report from the October 1st count date. If the numbers are both accurate, they will both sign documentation verifying that the numbers matched. If there is a discrepancy with the numbers, East Noble will reach out to the DOE representative. Anticipated Completion Date: July 1st, 2025 or when the next Title 1 Application is initiated

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Eligibility Material Weakness Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 538219 2024-003
    Material Weakness Repeat
  • 538220 2024-003
    Material Weakness Repeat
  • 538221 2024-003
    Material Weakness Repeat
  • 538222 2024-003
    Material Weakness Repeat
  • 538223 2024-003
    Material Weakness Repeat
  • 538224 2024-003
    Material Weakness Repeat
  • 538225 2024-004
    Material Weakness
  • 538226 2024-004
    Material Weakness
  • 538227 2024-004
    Material Weakness
  • 538228 2024-004
    Material Weakness
  • 538229 2024-004
    Material Weakness
  • 538230 2024-004
    Material Weakness
  • 538231 2024-005
    Material Weakness
  • 538232 2024-005
    Material Weakness
  • 538233 2024-005
    Material Weakness
  • 538234 2024-005
    Material Weakness
  • 538235 2024-005
    Material Weakness
  • 538236 2024-005
    Material Weakness
  • 538237 2024-005
    Material Weakness
  • 538238 2024-005
    Material Weakness
  • 538239 2024-005
    Material Weakness
  • 538240 2024-006
    Material Weakness
  • 538241 2024-006
    Material Weakness
  • 538242 2024-006
    Material Weakness
  • 538243 2024-006
    Material Weakness
  • 538244 2024-006
    Material Weakness
  • 538245 2024-006
    Material Weakness
  • 538246 2024-006
    Material Weakness
  • 538247 2024-006
    Material Weakness
  • 538248 2024-006
    Material Weakness
  • 538249 2024-007
    Material Weakness
  • 538250 2024-007
    Material Weakness
  • 538251 2024-007
    Material Weakness
  • 538252 2024-007
    Material Weakness
  • 538254 2024-008
    Material Weakness
  • 1114661 2024-003
    Material Weakness Repeat
  • 1114662 2024-003
    Material Weakness Repeat
  • 1114663 2024-003
    Material Weakness Repeat
  • 1114664 2024-003
    Material Weakness Repeat
  • 1114665 2024-003
    Material Weakness Repeat
  • 1114666 2024-003
    Material Weakness Repeat
  • 1114667 2024-004
    Material Weakness
  • 1114668 2024-004
    Material Weakness
  • 1114669 2024-004
    Material Weakness
  • 1114670 2024-004
    Material Weakness
  • 1114671 2024-004
    Material Weakness
  • 1114672 2024-004
    Material Weakness
  • 1114673 2024-005
    Material Weakness
  • 1114674 2024-005
    Material Weakness
  • 1114675 2024-005
    Material Weakness
  • 1114676 2024-005
    Material Weakness
  • 1114677 2024-005
    Material Weakness
  • 1114678 2024-005
    Material Weakness
  • 1114679 2024-005
    Material Weakness
  • 1114680 2024-005
    Material Weakness
  • 1114681 2024-005
    Material Weakness
  • 1114682 2024-006
    Material Weakness
  • 1114683 2024-006
    Material Weakness
  • 1114684 2024-006
    Material Weakness
  • 1114685 2024-006
    Material Weakness
  • 1114686 2024-006
    Material Weakness
  • 1114687 2024-006
    Material Weakness
  • 1114688 2024-006
    Material Weakness
  • 1114689 2024-006
    Material Weakness
  • 1114690 2024-006
    Material Weakness
  • 1114691 2024-007
    Material Weakness
  • 1114692 2024-007
    Material Weakness
  • 1114693 2024-007
    Material Weakness
  • 1114694 2024-007
    Material Weakness
  • 1114695 2024-008
    Material Weakness
  • 1114696 2024-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $1.45M
84.010 Title I Grants to Local Educational Agencies $582,891
10.553 School Breakfast Program $243,182
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $146,864
10.559 Summer Food Service Program for Children $121,788
84.027 Special Education Grants to States $84,344
93.778 Medical Assistance Program $26,583
84.365 English Language Acquisition State Grants $26,025
84.424 Student Support and Academic Enrichment Program $23,859
84.173 Special Education Preschool Grants $4,998
84.425 Education Stabilization Fund $3,180
10.649 Pandemic Ebt Administrative Costs $3,135