Finding 522119 (2024-003)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-02-05

AI Summary

  • Issue: An employee was underpaid due to discrepancies between their time sheet and the payroll system.
  • Requirements: Payroll must be reviewed by both the Director of Finance and CEO, which was not properly enforced.
  • Follow-up: Implement stricter review procedures and ensure all payroll entries match supporting documentation; the employee has been compensated retroactively.

Finding Text

Condition: For one pay period, the hours entered into the payroll system for an employee were less than the hours per their time sheet. Criteria: In accordance with the procedures established by AACA, payroll is to be reviewed by both the Director of Finance and CEO. Cause: Controls were not implemented and errors are going undetected / unnoticed. Effect: The employee was underpaid. Also, the incorrect amount was requested for reimbursement. Recommendation: Closer attention should be paid when performing the review of payroll to ensure that all employee hours and dollars are accurate and in agreement with the supporting documentation (ie. employee time sheets). Also, the employee should be retroactively paid. Views of Responsible Officials and Planned Corrective Actions: We recognize the error in payroll hours and acknowledge the need for stricter review procedures. The underpaid employee has already received retroactive compensation in the pay period ending August 30, 2024 to rectify the error. A secondary review process will be implemented which will involve a designated staff member reconciling hours recorded on timesheets with the payroll system entries before final approval. Staff involved in payroll processing will be reminded on the importance of accuracy and the potential implications of errors. This will include step-by-step instructions for validating payroll entries.

Corrective Action Plan

Recommendation: Closer attention should be paid when performing the review of payroll to ensure that all employee hours and dollars are accurate and in agreement with the supporting documentation (ie. employee time sheets). Also, the employee should be retroactively paid. Action Taken: The underpaid employee already received retroactive compensation in the pay period ended August 30, 2024 to rectify the error. A secondary review process will be implemented which will involve a designated staff member reconciling hours recorded on timesheets with the payroll system entries before final approval. Staff involved in payroll processing will be reminded on the importance of accuracy and the potential implications of errors. This will include step-by-step instructions for validating payroll entries.

Categories

Cash Management

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $260,539
11.307 Economic Adjustment Assistance $239,986
21.008 Low Income Taxpayer Clinics $84,487
84.002 Adult Education - Basic Grants to States $60,000
93.569 Community Services Block Grant $49,148
21.027 Coronavirus State and Local Fiscal Recovery Funds $43,000
17.259 Wioa Youth Activities $12,240