Finding 516130 (2022-008)

-
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2024-12-19
Audit: 333967
Organization: Town of Saugerties (NY)
Auditor: Rbt CPAS

AI Summary

  • Core Issue: The Town lacks a required depository agreement for its Housing Choice Voucher program.
  • Impacted Requirements: Compliance with HUD regulations mandates these agreements to protect federal funds.
  • Recommended Follow-Up: Ensure the depository agreement is signed and on file with the financial institution.

Finding Text

Finding 2022-008 Special Testing and Provisions: Depository Agreements 14.871 – Section 8 Housing Choice Vouchers Type of Finding: Compliance Finding Condition: During review of the Housing Choice Voucher (“HCV”) program, RBT noted that the Town did not have a depository agreement on file with its financial institution. Criteria: HCV recipients are required to enter into depository agreements with their financial institution using form HUD-51999 or a form required by HUD in the Annual Contribution Contract (“ACC”). The agreements serve as safeguards for Federal funds and provide third-party rights to HUD. Cause: The Town could not locate the agreement upon request. Effect: Lack of safeguards could put the Town’s assets at risk. Questioned Costs: None identified. Perspective: The Town’s HCV money is on deposit at one financial institution. Repeat Finding: Not a repeat finding. Recommendation: RBT recommends that the Town have this agreement signed by the financial institution. Auditee’s Response: The Town agrees with this finding. See corrective action plan.

Corrective Action Plan

Finding 2022-008 - Special Testing and Provisions: Depository Agreements - HCV Auditee’s Response and Planned Corrective Action: The Town will work with the Public Housing administrator to insure a depository agreement is in place and documentation of same is on file and readily available. Planned Implementation Date of Corrective Action: January 2025 Person Responsible for Corrective Action: Fred Costello, Town Supervisor

Categories

HUD Housing Programs Special Tests & Provisions

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $543,437
14.871 Section 8 Housing Choice Vouchers $4,863