Finding 515621 (2024-005)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2024-12-18

AI Summary

  • Core Issue: The institution failed to report student withdrawal statuses and program lengths accurately to NSLDS, violating federal regulations.
  • Impacted Requirements: Non-compliance with 34 CFR 690.83 and 34 CFR 685.309 regarding timely and accurate reporting of student information.
  • Recommended Follow-up: Implement controls in the Student Financial Aid Office and Records and Registration to ensure accurate and timely reporting of student status changes.

Finding Text

Criteria: Per 34 CFR 690.83, an institution shall submit, in accordance with deadline dates established by the Secretary, through publication in the Federal Register, other reports and information the Secretary requires in connection with the funds advanced to it and shall comply with the procedures the Secretary finds necessary to ensure that the reports are correct. Additionally, per 34 CFR 685.309, upon receipt of an enrollment report from the Secretary, a school must update all information included in the report and return the report to the Secretary (i) in the manner and format prescribed by the Secretary, and (ii) within the timeframe prescribed by the Secretary. Condition/context: Of the 16 students selected for testing: • Two students’ withdrawn status was not reported to NSLDS. • Three students were not reported to NSLDS with an accurate withdrawal date. • One student’s program length was improperly reported as 2.5 years rather than two years. Cause: The Student Financial Aid Office and Records and Registration do not have controls in place to ensure the proper and timely reporting of student status changes. Effect: If the College fails to comply with the terms and conditions of a Federal award, the Federal awarding agency may impose additional conditions, as described in 2 CFR 200.208, or implement other remedies for noncompliance, as described in 2 CFR 200.339. Additionally, the improper reporting of student status changes could impact students’ repayment status and/or maximum eligibility period. Questioned costs: None. Identification as a repeat finding: Yes - see finding 2023-003. Recommendation: The Student Financial Aid Office and Records and Registration should implement controls to ensure the proper, accurate, and timely reporting of student status changes and all related pertinent information. Views of responsible officials and planned correction actions: Management concurs with the finding. See Exhibit I.

Categories

Student Financial Aid Eligibility Reporting

Other Findings in this Audit

  • 515617 2024-003
    Significant Deficiency
  • 515618 2024-004
    Significant Deficiency
  • 515619 2024-005
    Significant Deficiency Repeat
  • 515620 2024-002
    Significant Deficiency
  • 515622 2024-001
    Significant Deficiency
  • 515623 2024-001
    Significant Deficiency
  • 1092059 2024-003
    Significant Deficiency
  • 1092060 2024-004
    Significant Deficiency
  • 1092061 2024-005
    Significant Deficiency Repeat
  • 1092062 2024-002
    Significant Deficiency
  • 1092063 2024-005
    Significant Deficiency Repeat
  • 1092064 2024-001
    Significant Deficiency
  • 1092065 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $2.35M
84.268 Federal Direct Student Loans $1.73M
21.027 Coronavirus State and Local Fiscal Recovery Funds $692,505
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $494,203
84.048 Career and Technical Education -- Basic Grants to States $196,638
93.859 Biomedical Research and Research Training $166,803
93.575 Child Care and Development Block Grant $109,080
84.007 Federal Supplemental Educational Opportunity Grants $55,000
84.051 Career and Technical Education -- National Programs $23,253
11.307 Economic Adjustment Assistance $15,812
84.033 Federal Work-Study Program $14,934
81.089 Fossil Energy Research and Development $13,376
84.002 Adult Education - Basic Grants to States $10,246
45.129 Promotion of the Humanities_federal/state Partnership $1,924
47.076 Education and Human Resources $1,760