Finding 514632 (2024-003)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2024-12-17
Audit: 333007
Organization: Dodge City Community College (KS)
Auditor: Loyd Group LLC

AI Summary

  • Core Issue: Monthly Title IV reconciliations were not performed, leading to noncompliance with SFA requirements.
  • Impacted Requirements: The College must reconcile COD data files with its financial records as mandated by SFA.
  • Recommended Follow-Up: Ensure direct loans are reconciled monthly between COD and the College’s general ledger, and monitor compliance with new training and procedures.

Finding Text

Condition: There were no monthly Title IV reconciliations performed. Criteria: Per SFA requirements, the College is required to reconcile the COD data files with the College’s financial records. Cause: Turnover in the staff and Director positions of the College. The new employees were not aware of this requirement. Effect: Noncompliance with SFA requirements. Perspective: Significant personnel changes were made at the end of the June 30, 2024 year. There were also new written standard operating policies and procedures implemented. Auditor sighted new policies and new spreadsheets. We also noted that monthly reconciliations have begun and are occurring monthly. Recommendation: We recommend that the direct loans are reconciled at least monthly between the COD and the College’s general ledger. Views of Responsible Officials and Planned Corrective Actions: Dodge City Community College staff involved have received training and been made aware of requirements. Monthly reconciliations will be performed immediately.

Corrective Action Plan

Condition: There were no monthly Title IV reconciliations performed. Criteria: Per SFA requirements, the College is required to reconcile the COD data files with the College’s financial records. Cause: Turnover in the staff and Director positions of the College. The new employees were not aware of this requirement. Effect: Noncompliance with SFA requirements. Perspective: Significant personnel changes were made at the end of the June 30, 2024 year. There were also new written standard operating policies and procedures implemented. Auditor sighted new policies and new spreadsheets. We also noted that monthly reconciliations have begun and are occurring monthly. Recommendation: We recommend that the direct loans are reconciled at least monthly between the COD and the College’s general ledger. Views of Responsible Officials and Planned Corrective Actions: Dodge City Community College staff involved have received training and been made aware of requirements. Monthly reconciliations will be performed immediately.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 514631 2024-002
    Significant Deficiency Repeat
  • 514633 2024-003
    Significant Deficiency Repeat
  • 514634 2024-003
    Significant Deficiency Repeat
  • 514635 2024-003
    Significant Deficiency Repeat
  • 514636 2024-004
    Significant Deficiency Repeat
  • 514637 2024-004
    Significant Deficiency Repeat
  • 514638 2024-004
    Significant Deficiency Repeat
  • 1091073 2024-002
    Significant Deficiency Repeat
  • 1091074 2024-003
    Significant Deficiency Repeat
  • 1091075 2024-003
    Significant Deficiency Repeat
  • 1091076 2024-003
    Significant Deficiency Repeat
  • 1091077 2024-003
    Significant Deficiency Repeat
  • 1091078 2024-004
    Significant Deficiency Repeat
  • 1091079 2024-004
    Significant Deficiency Repeat
  • 1091080 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $2.56M
84.268 Federal Direct Student Loans $1.27M
21.027 Coronavirus State and Local Fiscal Recovery Funds $606,151
17.289 Workforce Community Project $500,000
84.031 Higher Education_institutional Aid $411,816
84.042 Trio_student Support Services $233,835
84.044 Trio_talent Search $222,412
84.002 Adult Education - Basic Grants to States $127,120
84.033 Federal Work-Study Program $124,985
84.048 Career and Technical Education -- Basic Grants to States $116,083
84.007 Federal Supplemental Educational Opportunity Grants $61,880
94.002 Retired and Senior Volunteer Program $51,854
12.598 Centers for Academic Excellence $33,420
47.076 Education and Human Resources $31,343
47.050 Geosciences $14,889
93.859 Biomedical Research and Research Training $14,716