Finding 514396 (2022-006)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2024-12-16
Audit: 332669
Organization: Kingston Housing Authority (NY)
Auditor: Rbt CPAS

AI Summary

  • Core Issue: The Authority cannot locate Declaration of Trust documents for its public housing properties, making their status unclear.
  • Impacted Requirements: All public housing properties must have a current Declaration of Trust recorded as per HUD guidelines.
  • Recommended Follow-Up: The Authority should establish controls to ensure all properties have up-to-date Declarations of Trust and maintain them properly.

Finding Text

2022-006 – Recording of Declarations of Trust Against Public Housing Property U.S. Department of Housing and Urban Development 14.850 – Public and Indian Housing N. Special Tests and Provisions – Significant Deficiency and Compliance Finding Condition: During review of Public and Indian Housing program, RBT noted that the Authority could not locate the Declaration of Trust documents for all properties owned by the Authority and, therefore, the status of the documents was indeterminable. Criteria: A current Declaration of Trust (DOT) in a form acceptable to HUD, must be recorded against all public housing property owned by PHAs that has been acquired, developed, maintained, or assisted with funds from the US Housing Act of 1937. Cause: The Authority did not have controls in place over Declaration of Trusts sufficient to ensure the appropriate documents are current, recorded, and maintained for all properties owned by the Authority. Effect: The Authority is not in compliance with the Declaration of Trust requirement of the program. Questioned Costs: None identified. Perspective: The Authority could not locate a current DOT for any of the three properties selected for testing. Repeat Finding: Not a repeat finding. Recommendation: We recommend that the Authority complete and maintain a Declaration of Trust in a form acceptable by HUD for all properties of the Authority and that the Authority establish controls over Declarations of Trust to ensure the forms are completed and current in the future. Auditee’s Response: See corrective action plan.

Corrective Action Plan

Finding 2022-006 - Recording of Declaration of Trust Against Public Housing Property - PH Auditee's Response and Planned Corrective Action The Authority will work to complete and/or locate the required Declaration of Trust documents for all PHA properties and seek direction from HUD, as needed. All Declaration of Trust documentation will be maintained in an accessible location once complete. The Authority agrees with the findings, however, the Authority no longer administers the Public Housing Program due to the Section 22 conversion, so no further corrective action is applicable. Planned Implementation Date of Corrective Action: December 31, 2024 Person Responsible for Corrective Action: Harolda A. Wilcox, Executive Director

Categories

HUD Housing Programs Significant Deficiency Special Tests & Provisions

Other Findings in this Audit

  • 514392 2022-002
    Significant Deficiency
  • 514393 2022-003
    Significant Deficiency
  • 514394 2022-004
    Significant Deficiency
  • 514395 2022-005
    Significant Deficiency
  • 514397 2022-007
    Significant Deficiency
  • 1090834 2022-002
    Significant Deficiency
  • 1090835 2022-003
    Significant Deficiency
  • 1090836 2022-004
    Significant Deficiency
  • 1090837 2022-005
    Significant Deficiency
  • 1090838 2022-006
    Significant Deficiency
  • 1090839 2022-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $1.78M
14.850 Public Housing Operating Fund $768,678
14.872 Public Housing Capital Fund $383,930