Finding 503151 (2023-001)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-10-18
Audit: 325173
Organization: Comstock Community Center (MI)
Auditor: Flegal & Melnik

AI Summary

  • Core Issue: The Organization failed to complete and submit a required Single Audit for the fiscal years ended December 31, 2023 and 2022.
  • Impacted Requirements: Compliance with the Uniform Guidance for federal awards, specifically regarding timely audit submissions due to outstanding federal loan balances.
  • Recommended Follow-Up: Implement an internal review process to identify when a Single Audit is needed and maintain communication with federal agencies about filing requirements.

Finding Text

Program Name - Community Facilities Loans and Grants Cluster, U.S. Department of Agriculture, Assistance Listing Number 10.766 Finding Type – Material Weakness in internal control Criteria – The Organization was required to complete and submit an audit over on compliance for each major federal awards program and on internal control over compliance required by the Uniform Guidance (hereafter referred to as the “Single Audit”) for the years ended December 31, 2023 and 2022 within nine months of the year-end date. Condition – A Single Audit was not timely completed and submitted for the fiscal reporting years ended December 31, 2023 and 2022. Cause – The Organization did not spend any federally sourced funds, during either of the above fiscal reporting year ends. The Single Audit the requirement exists due to the outstanding direct federal loan balance with the U.S. Department of Agriculture (USDA). In prior years, the USDA did not require a single audit submission from the Organization. In December 2023 the USDA informed the Organization about changes related to the Single Audit requirements on outstanding loan balances. Effect – The Organization was not in compliance with reporting requirements in relation to the filing of a Single Audit for the fiscal reporting years noted above. Questioned Costs – None Recommendation – We recommend that the Organization implement an internal review process wherein management timely identifies periods in which a Single Audit may be required. Views of Responsible Officials and Planned Corrective Actions – The Organization has established internal guidelines for identifying future Single Audit requirements and will seek clarification with any federal granting agencies related to filing requirements each year. Additionally, as evidenced by the filing of this report, the Organization has perform the audit for the year ended December 31, 2023.

Corrective Action Plan

Condition: A Single Audit was not timely completed for the fiscal reporting years noted. The years ending December 31, 2023, and 2022. Planned Corrective Action: The Comstock Community Center has established internal guidelines for identifying future Single Audit requirements and will seek clarification with any federal granting agencies related to filing requirements each year. Additionally, as evidenced by the filing of this report, the Comstock Community Center has performed the audit for the year ending December 31, 2023. Contact person responsible for corrective action: Mary T. Gustas, Executive Director, Michelle WhitePaster, Account Manager Anticipated Completion Date: The necessary adjustments have been made to the Community Center’s records and are appropriately presented in the financial statements. Accordingly, no further corrective action is deemed necessary.

Categories

Reporting Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1079593 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $1.17M