Finding 499814 (2023-007)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-09-30
Audit: 322671
Organization: County of Luzerne, Pennsylvania (PA)
Auditor: 301413443

AI Summary

  • Core Issue: The County missed deadlines for required reports under the Emergency Rental Assistance Program and ARPA, filing late by 58 days and 2 days, respectively.
  • Impacted Requirements: Noncompliance with federal reporting guidelines may jeopardize future funding and awards.
  • Recommended Follow-Up: The County should update its reporting policies and procedures to ensure timely submissions in the future.

Finding Text

Federal Program: U.S. Department of Treasury, Assistance Listing # 21.023 - COVID-19 - Emergency Rental Assistance Program, Passed through the Pennsylvania Department of Human Services U.S. Department of Treasury, Assistance Listing # 21.027 - COVID-19 - Coronavirus State and Local Fiscal Recovery Funds Repeat Finding: N/A Criteria: The Emergency Rental Assistance Program (ERAP) Reporting Guidance, the Coronavirus Statement and Local Fiscal Recovery Funds (ARPA) Interim Final Rule and Title 2, Code of Federal Regulations, Part 200, Uniform Administrative Requirements, Cost Principles and Audit Requirements for Federal Awards, require that as a condition of receiving federal awards, nonfederal entities agree to maintain internal control processes to provide reasonable assurance of compliance with the requirements. The Reporting Guidance requires periodic reporting at the end of each calendar quarter with a specified reporting due date after the end of the calendar quarter. Condition/Context: The County's required ERAP report for the quarter ended March 31, 2023 was due to be filed by April 17, 2023. The County filed its report on June 14, 2023, 58 days after the required due date. The County’s required ARPA report for the quarter ended September 30, 2023 was due to be filed by October 31, 2023. The County filed its report on November 2, 2023, two days after the required due date. Effect: The County did not comply with its reporting requirements, which may impact future awards. Questioned Costs: None noted. Cause: The County did not file its reports within the required due dates. Recommendation: We recommend that the County revisit its policies and procedures related to reporting to ensure future reports are completed and submitted within the appropriate time period. Views of Responsible Officials and Planned Corrective Actions: Management understands and will seek to implement procedures to ensure future reports are submitted within the required time frames.

Categories

Allowable Costs / Cost Principles Reporting Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 499802 2023-004
    Material Weakness Repeat
  • 499803 2023-005
    - Repeat
  • 499804 2023-006
    Significant Deficiency Repeat
  • 499805 2023-007
    Significant Deficiency
  • 499806 2023-005
    - Repeat
  • 499807 2023-006
    Significant Deficiency Repeat
  • 499808 2023-005
    - Repeat
  • 499809 2023-006
    Significant Deficiency Repeat
  • 499810 2023-005
    - Repeat
  • 499811 2023-006
    Significant Deficiency Repeat
  • 499812 2023-007
    Significant Deficiency
  • 499813 2023-007
    Significant Deficiency
  • 1076244 2023-004
    Material Weakness Repeat
  • 1076245 2023-005
    - Repeat
  • 1076246 2023-006
    Significant Deficiency Repeat
  • 1076247 2023-007
    Significant Deficiency
  • 1076248 2023-005
    - Repeat
  • 1076249 2023-006
    Significant Deficiency Repeat
  • 1076250 2023-005
    - Repeat
  • 1076251 2023-006
    Significant Deficiency Repeat
  • 1076252 2023-005
    - Repeat
  • 1076253 2023-006
    Significant Deficiency Repeat
  • 1076254 2023-007
    Significant Deficiency
  • 1076255 2023-007
    Significant Deficiency
  • 1076256 2023-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $43.07M
14.218 Community Development Block Grants/entitlement Grants $2.48M
21.023 Emergency Rental Assistance Program $2.00M
14.231 Emergency Solutions Grant Program $694,404
20.600 State and Community Highway Safety $176,507
16.588 Violence Against Women Formula Grants $127,766
97.042 Emergency Management Performance Grants $91,376
20.616 National Priority Safety Programs $81,950
14.269 Hurricane Sandy Community Development Block Grant Disaster Recovery Grants (cdbg-Dr) $75,732
16.575 Crime Victim Assistance $73,976
20.106 Airport Improvement Program $56,372
10.569 Emergency Food Assistance Program (food Commodities) $46,124
93.788 Opioid Str $43,027
14.239 Home Investment Partnerships Program $1,959