Finding 499774 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-30

AI Summary

  • Core Issue: Annual inspections of tenant units were not completed as required by HUD regulations.
  • Impacted Requirements: Compliance with PHA Approval of Assisted Tenancy and PHA Unit Inspection regulations.
  • Recommended Follow-Up: Improve internal processes to ensure timely inspections and proper documentation in tenant files.

Finding Text

2023-001 – Special Tests and Provisions: Housing Voucher Cluster (FALN #14.871) Significant Deficiency in Internal Control; Material Noncompliance Criteria HUD regulations of PHA Approval of Assisted Tenancy (24 CFR § 982.305), and PHA Unit Inspection (24 CFR § 982.405) require the PHA to inspect the unit at least annually and in accordance with PHA’s policy. Condition The results of our testing indicated that certain items were unable to be located in the file, as follows: • In two instances, annual inspections of tenant units were not completed. Questioned Costs Not determinable. Context We selected a sample of 40 files for review. Our sample was a statistically valid sample. Effect or Possible Effect We were unable to determinate if Greenwich Communities was performing annual tenant unit inspections as required. Cause The cause is unknown. Identification as a Repeat Finding This finding is not a repeat finding. Recommendation We recommend that Greenwich Communities improve its internal processes to ensure tenant files contain the required documentation, and annual tenant unit inspections are performed timely. Greenwich Communities’ Response Management concurs with the finding and has established plans to provide additional training and review of tenant files going forward to ensure required inspections are performed and documentation is included in tenant files. Management will have certification schedules printed monthly, reviewed and emailed to the third-party contractor who was hired to complete the annual inspections. In addition, all tenant files will be reviewed by management and approved.

Corrective Action Plan

Management concurs with the finding and has established plans to provide additional training and review of tenant files going forward to ensure required inspections are performed and documentation is included in tenant files. Management will have certification schedules printed monthly, reviewed and emailed to the third-party contractor who was hired to complete the annual inspections. In addition, all tenant files will be reviewed by management and approved.

Categories

HUD Housing Programs Special Tests & Provisions Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 499775 2023-002
    Material Weakness
  • 499776 2023-003
    Material Weakness
  • 1076216 2023-001
    Significant Deficiency
  • 1076217 2023-002
    Material Weakness
  • 1076218 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $7.26M
14.850 Public Housing Operating Fund $1.44M
14.872 Public Housing Capital Fund $1.09M
14.896 Family Self-Sufficiency Program $86,408
14.870 Resident Opportunity and Supportive Services - Service Coordinators $29,119