Finding 48940 (2022-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-16
Audit: 42168
Organization: Belhaven University (MS)
Auditor: Forvis LLP

AI Summary

  • Core Issue: The University failed to report student enrollment status changes accurately and on time to the National Student Loan Data System (NSLDS).
  • Impacted Requirements: Enrollment reporting requirements under 34 CFR 690.93(b)(2), 34 CFR 682.610, and 34 CFR 685.309 were not met, leading to incorrect data submissions.
  • Recommended Follow-Up: The University should enhance controls and procedures to ensure timely and accurate reporting of enrollment status changes, with ongoing training and compliance reviews by the Registrar's Office.

Finding Text

Federal Pell Grant Program, Assistance Listing Number 84.063 Federal Direct Student Loans, Assistance Listing Number 84.268 U.S. Department of Education Program Year 2021-2022 Criteria or specific requirement ? Special Tests and Provisions ? Enrollment Reporting (34 CFR 690.93(b)(2); 34 CFR 682.610; 34 CFR 685.309). Institutions are required to report enrollment information. Condition ? The University?s processes did not ensure timely and accurate student status reporting to National Student Loan Data System (NSLDS). Questioned costs ? $0 Context ? Out of the population of 1,927 students with student attendance changes a sample of 25 students was selected for testing. Our sampling method was not, and was not intended to be statistically valid. There were 14 attributes tested for each student with at least one status change. Campus-Level records: 1. OPEID Number 2. Enrollment Effective Date 3. Enrollment Status 4. Certification Date Program-Level records: 5. OPEID Number 6. CIP Code 7. CIP Year 8. Credential Level 9. Published Program Length Measurement 10. Published Program Length 11. Program Begin Date 12. Program Enrollment Status 13. Program Enrollment Effective Date Other Records 14. Student changed his or her permanent addressThe University reported the following enrollment status changes incorrectly: ? The University reported the incorrect Campus Enrollment Effective Date for six students ? The University reported the incorrect Enrollment Status for five students ? The University reported the incorrect Program Enrollment Status for five students ? The University reported the incorrect Program Enrollment Effective Date for 10 students ? The University failed to report enrollment status changes within the required 60-day timeframe for three students ? The University failed to report changes in student permanent address within the required 60-day timeframe for three students The above errors were noted in 12 of the 25 students selected at varying levels. Effect ? The University reported incorrect dates for students? status changes, incorrect enrollment statuses, and did not ensure timely submission of reports of changes in enrollment status and permanent address information. Cause ? The University?s processes did not ensure status changes were reported timely and accurately. Identification as repeat finding, if applicable ? N/A Recommendation ? The University should update their controls to ensure changes in students? enrollment status are reported in a timely and accurate manner. Views of responsible officials and planned corrective actions ? Belhaven University?s Registrar?s Office is reviewing the National Student Loan Data Systems (NSLDS) enrollment reporting guide, receiving annual training on updates, and amending reporting procedures as needed. Any revisions will be reviewed by Student Financial Services Office to ensure compliance with updated financial aid policy and procedures.

Corrective Action Plan

Audit Period: Year Ended June 30, 2022 Audit Finding#: 2022-002 Management?s planned corrective action is: Belhaven University?s Registrar?s Office is reviewing the National Student Loan Data Systems (NSLDS) enrollment reporting guide, receiving annual training on updates, and amending reporting procedures as needed. Any revisions will be reviewed by Student Financial Services Office to ensure compliance with updated financial aid policy and procedures. Responsible Official: Lee Craig, Registrar Estimated Completion Date: As soon as possible but no later than December 16, 2022

Categories

Student Financial Aid Special Tests & Provisions Matching / Level of Effort / Earmarking Reporting

Other Findings in this Audit

  • 48941 2022-002
    Significant Deficiency
  • 48942 2022-001
    Material Weakness
  • 48943 2022-001
    Material Weakness
  • 48944 2022-001
    Material Weakness
  • 48945 2022-001
    Material Weakness
  • 625382 2022-002
    Significant Deficiency
  • 625383 2022-002
    Significant Deficiency
  • 625384 2022-001
    Material Weakness
  • 625385 2022-001
    Material Weakness
  • 625386 2022-001
    Material Weakness
  • 625387 2022-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $30.05M
84.063 Federal Pell Grant Program $3.78M
84.007 Federal Supplemental Educational Opportunity Grants $427,643
84.033 Federal Work-Study Program $394,721
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $141,383
84.031 Higher Education_institutional Aid $103,158
84.425 Education Stabilization Fund $20,000