Finding 485374 (2022-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2024-08-28
Audit: 318109
Organization: So Consortium (OH)

AI Summary

  • Core Issue: The Organization failed to properly monitor the Schedule of Expenditures of Federal Awards, leading to inaccuracies.
  • Impacted Requirements: Effective internal control requires complete and accurate reporting in the Schedule.
  • Recommended Follow-Up: Management should implement a process to ensure the Schedule is consistently monitored for completeness and accuracy.

Finding Text

Criteria: Effective internal control contemplates an adequate monitoring of the amounts recorded in the Schedule of Expenditures of Federal Awards to ensure that the schedule is complete and accurate. Condition: The Organization did not property monitor the amounts recorded in the Schedule of Expenditures of Federal Awards as the report was not complete and accurate. Cause: Management oversight. Recommendation: Management should establish a process to ensure that the Schedule of Expenditures of Federal Awards is complete and accurate. Views of Responsible Officials and Planned Corrective Action: See Corrective Action Plan

Corrective Action Plan

Finding Reference Number: 2022-002 Name of Responsible Person: Steve Sturgill, Executive Director Reporting Views of Responsible Officials: We concur that the Organization does not properly monitor the amounts recorded in the Schedule of Expenditures of Federal Awards to ensure that schedule is complete and accurate. Concur or Do Not Concur with this Finding: Concur Agree or Disagree with Auditor Recommendations: Agree Completion Date of Proposed Completion Date: October 31, 2024 Actions Taken or Planned on this Finding: We acknowledge the material weaknesses identified in the financial statements and related to federal awards as well as the qualified audit opinion issued by Tidwell regarding our compliance for the major programs for the year ended October 31, 2022. The material weaknesses identified and the qualified audit opinion on compliance for the major programs indicates that while the financial statements -provide a true and fair view of our financial position, there are specific areas that require attention and improvement. We appreciate the thoroughness of the audit process conducted by Tidwell Group, LLC, which has provided valuable insights into our financial reporting practices. In response to the material weaknesses identified and the qualified audit opinion regarding compliance for major programs, we are committed to addressing the concerns raised by the auditors. Our immediate steps include: 1) Reviewing Accounting Policies: We will review and possibly revise our accounting policies to ensure they are aligned with industry standards and regulatory requirements. 2) Enhancing Internal Controls: We recognize the importance of robust internal controls. Therefore, we will strengthen our internal control mechanisms to mitigate risks and ensure the accuracy of financial reporting. 3) Improving Financial Reporting Practices: We will enhance our financial reporting practices to provide more transparent and comprehensive disclosures. 4) Engaging with Stakeholders: We will communicate openly with our stakeholders, including board members, regulators, and creditors, to address any concerns arising from the material weaknesses identified and the qualified audit opinion regarding compliance for major programs. 5) Continuous Improvement: Lastly, we are committed to continuous improvement in our financial reporting processes to maintain the highest standards of transparency and accountability. We remain confident in the strength of our underlying business operations and our longterm growth prospects. The material weaknesses identified and the qualified audit opinion regarding compliance for major programs does not impact our ability to operate effectively or our financial stability. We have made internal changes and are working with consultants to make improvements to our system. We appreciate the ongoing support of our board, employees, and stakeholders as we work diligently to implement the necessary improvements highlighted by the audit process.

Categories

Internal Control / Segregation of Duties Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 485375 2022-002
    Material Weakness Repeat
  • 485376 2022-002
    Material Weakness Repeat
  • 485377 2022-002
    Material Weakness Repeat
  • 485378 2022-002
    Material Weakness Repeat
  • 485379 2022-002
    Material Weakness Repeat
  • 485380 2022-002
    Material Weakness Repeat
  • 485381 2022-003
    Material Weakness
  • 1061816 2022-002
    Material Weakness Repeat
  • 1061817 2022-002
    Material Weakness Repeat
  • 1061818 2022-002
    Material Weakness Repeat
  • 1061819 2022-002
    Material Weakness Repeat
  • 1061820 2022-002
    Material Weakness Repeat
  • 1061821 2022-002
    Material Weakness Repeat
  • 1061822 2022-002
    Material Weakness Repeat
  • 1061823 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $5.25M
17.259 Wia Youth Activities $424,675
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $169,234
93.569 Community Services Block Grant $169,060
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $168,779
10.558 Child and Adult Care Food Program $164,480
93.478 Preventing Maternal Deaths: Supporting Maternal Mortality Review Committees (b) $157,824
21.023 Emergency Rental Assistance Program $100,278
10.559 Summer Food Service Program for Children $81,189
93.667 Social Services Block Grant $67,998
93.788 Opioid Str $66,769
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $50,875
81.042 Weatherization Assistance for Low-Income Persons $47,623
17.258 Wia Adult Program $43,790
93.558 Temporary Assistance for Needy Families $33,927
17.278 Wia Dislocated Worker Formula Grants $25,427
17.207 Employment Service/wagner-Peyser Funded Activities $19,736
93.590 Community-Based Child Abuse Prevention Grants $9,625
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $4,481
93.568 Low-Income Home Energy Assistance $746
17.245 Trade Adjustment Assistance $722
93.994 Maternal and Child Health Services Block Grant to the States $451
17.277 Workforce Investment Act (wia) National Emergency Grants $-15,276