Finding 48068 (2022-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-01-31

AI Summary

  • Core Issue: Many tenant files in the Moving to Work program lacked timely annual reexaminations, particularly those managed by a consulting firm.
  • Impacted Requirements: Compliance with federal regulations and local policies regarding timely documentation and maintenance of tenant files.
  • Recommended Follow-Up: Review all files managed by the consulting firm, take corrective actions as needed, and implement monthly monitoring of client files for upcoming reexaminations.

Finding Text

Finding 2022-001 ? Moving to Work Tenant Files ? Eligibility ? Annual Recertifications ? Noncompliance & Significant Deficiency ? CFDA #14.881 Criteria: The Code of Federal regulations, the Housing Authority Administrative Plan and specific HUD guidelines in documenting and maintaining Moving to Work tenant files. Federal Regulations and Local policies require that reexaminations be done on a timely basis. Condition & cause: We examined forty (40) tenant files from the Moving to Work program. Twenty (20) of these files were project-based while the remaining twenty (20) files were tenant based. Of the project-based voucher files that were examined eighteen (18) of these did not contain an updated annual reexamination. In response to the COVID-19 pandemic the Authority adopted waivers that allowed for annual reexaminations to be postponed, but these should have been completed by the end of the calendar year that they were due. Once the waivers expired these recertifications became due. Consequently, our review concluded that they were not completed in a timely manner. We note that these project-based files were administered by a consulting firm assisting the agency. All files that we examined which were administered by the Housing Authority did not have this deficiency. Recommendation: We recommend that the authority conduct a review of all files administered by the consulting firm and implement corrective actions to the files as deemed necessary. We also recommend that the Housing Authority monitor on a consistent monthly basis all client files to determine which ones should be scheduled for reexamination. Questioned Costs: None Repeat Finding: No Was sampling statistically valid? Yes

Corrective Action Plan

Finding 2022-001 ? Moving to Work Tenant Files ? Eligibility ? Annual Recertifications ? Noncompliance & Significant Deficiency ? CFDA #14.881 Corrective Action Plan: The Auburn Housing Authority (AHA) has implemented and/or will implement the following by FYE 2023: a. PBV case management is now administered in-house b. HCV has developed an action plan to ensure that all PBV files are HUD-compliant c. PBV calendar-year 2022 (January 2022-December 2022) re-exams are substantially complete. All files will be HUD-compliance by FYE2023. d. During FYE2023, the HCV Manager will perform quality controls by randomly selecting departmental files. e. Other internal control measures will be implemented to eliminate future audit findings. Person Responsible: Sharon Tolbert, CEO Anticipated Completion Date: June 30, 2023

Categories

Eligibility HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 624510 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.881 Moving to Work Demonstration Program $3.85M
14.871 Section 8 Housing Choice Vouchers $745,142
14.871 Ehv - Section 8 Housing Choice Vouchers $108,951
14.870 Resident Opportunity and Supportive Services - Service Coordinators $58,689
14.871 Covid-19 - Section 8 Housing Choice Vouchers $10,474
14.218 Community Development Block Grants/entitlement Grants $8,000