Finding 479733 (2021-008)

Material Weakness
Requirement
I
Questioned Costs
$1
Year
2021
Accepted
2024-07-31
Audit: 316302
Organization: Cambria Heights School District (PA)

AI Summary

  • Core Issue: The Cambria Heights School District failed to obtain the required number of price quotations for technology equipment, violating procurement guidelines.
  • Impacted Requirements: Non-compliance with 2 CFR 200.318(i) and 2 CFR 200.320(a)(2)(i) regarding procurement records and quotation requirements.
  • Recommended Follow-Up: Update procurement policies to align with federal guidelines and provide training for staff on compliance with federal funding procurement procedures.

Finding Text

CONDITION: The Cambria Heights School District contracted with a third-party vendor (Trafera) for the purchase of technology equipment. The contract with Trafera was procured through a cooperative purchasing group (COSTARS). The District did not obtain an adequate number of price or rate quotations for the technology equipment as required by the Uniform Guidance and 24 PS 8.807.1. CRITERIA: As specified in Section 2 CFR 200. 318(i) of the Uniform Guidance, the District must maintain records sufficient to detail the history of procurement. These records will include, but are not necessarily limited to, the following: rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. In addition, small purchase procedures per Section 2 CFR 200.320(a)(2)(i) for acquisitions between the micro-purchase threshold (currently $10,000) and the simplified acquisition threshold (current $250,000), price or rate quotations must be obtained from an adequate number of qualified sources as determined appropriate. Per 24 PS 8.807.1, there should be three quotes that are either written or well documented. The use of COSTARS only constitutes one quotation. CAUSE: School District personnel directly responsible for the acquisition of the technology equipment through COSTARS interpreted that the requirements specified by Section 2 CFR 200.318(i) and Section 2 CFR 200.320(a)(2)(i), would be met by using this cooperative purchasing organization. EFFECT: The School District did not comply with the requirements of 2 CFR 200.318(i) and 2 CFR 200.320(a)(2)(i) of the Uniform Guidance, and 24 PS 8.807.1, regarding maintaining records sufficient to detail the history of procurement for the technology equipment to ensure that an adequate number of price quotations were solicited for this purchase. QUESTIONED COST: $106,250 RECOMMENDATION: I recommend that the School District update their policies to include those most recent related to ‘federal fiscal compliance’ in accordance with the Uniform Guidance, in particular, procurement policies to address the requirements of Section 2 CFR 200.318(i) and 2 CFR.320(a)(2)(i). In addition, I would recommend that District personnel responsible for expenditures related to federal funding receive updated training related to ‘procurement’ policies and procedures as they relate to federal funding. VIEWS OF RESPONSIBLE OFFICIALS: The School District concurs with the above noted finding and addresses this issue in the ‘Corrective Action Plan’ included within this report.

Corrective Action Plan

CONDITION: The Cambria Heights School District contracted with a third-party vendor (Trafera) for the purchase of technology equipment. The contract with Trafera was procured through a cooperative purchasing group (COSTARS). The District did not obtain an adequate number of price or rate quotations for the technology equipment as required by the Uniform Guidance and 24 PS 8.807.1. CRITERIA: As specified in Section 2 CFR 200. 318(i) of the Uniform Guidance, the District must maintain records sufficient to detail the history of procurement. These records will include, but are not necessarily limited to, the following: rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price. In addition, small purchase procedures per Section 2 CFR 200.320(a)(2)(i) for acquisitions between the micro-purchase threshold (currently $10,000) and the simplified acquisition threshold (current $250,000), price or rate quotations must be obtained from an adequate number of qualified sources as determined appropriate. Per 24 PS 8.807.1, there should be three quotes that are either written or well documented. The use of COSTARS only constitutes one quotation. RECOMMENDATION: I recommend that the School District update their policies to include those most recent related to ‘federal fiscal compliance’ in accordance with the Uniform Guidance, in particular, procurement policies to address the requirements of Section 2 CFR 200.318(i) and 2 CFR.320(a)(2)(i). In addition, I would recommend that District personnel responsible for expenditures related to federal funding receive updated training related to ‘procurement’ policies and procedures as they relate to federal funding. MANAGEMENT’S PLANNED CORRECTIVE ACTION: Management of the School District will review and update as necessary its ‘federal fiscal compliance policies’ to comply with the requirements of the Uniform Guidance. Particularly as it relates to procurement procedures to address the requirements of Section 2 CFR 200.318(i) and 2 CFR.320(a)(2)(i). In addition, management of the District will obtain training where available and applicable to enhance their internal controls over the management of federal program funds. The District’s timeframe for implementation is effective immediately.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 479728 2021-005
    Material Weakness
  • 479729 2021-006
    Material Weakness
  • 479730 2021-005
    Material Weakness
  • 479731 2021-006
    Material Weakness
  • 479732 2021-007
    Material Weakness
  • 479734 2021-005
    Material Weakness
  • 479735 2021-006
    Material Weakness
  • 479736 2021-007
    Material Weakness
  • 479737 2021-008
    Material Weakness
  • 479738 2021-005
    Material Weakness
  • 479739 2021-005
    Material Weakness
  • 479740 2021-005
    Material Weakness
  • 479741 2021-005
    Material Weakness
  • 479742 2021-005
    Material Weakness
  • 479743 2021-006
    Material Weakness
  • 479744 2021-007
    Material Weakness
  • 479745 2021-008
    Material Weakness
  • 479746 2021-004
    Material Weakness Repeat
  • 479747 2021-004
    Material Weakness Repeat
  • 479748 2021-004
    Material Weakness Repeat
  • 1056170 2021-005
    Material Weakness
  • 1056171 2021-006
    Material Weakness
  • 1056172 2021-005
    Material Weakness
  • 1056173 2021-006
    Material Weakness
  • 1056174 2021-007
    Material Weakness
  • 1056175 2021-008
    Material Weakness
  • 1056176 2021-005
    Material Weakness
  • 1056177 2021-006
    Material Weakness
  • 1056178 2021-007
    Material Weakness
  • 1056179 2021-008
    Material Weakness
  • 1056180 2021-005
    Material Weakness
  • 1056181 2021-005
    Material Weakness
  • 1056182 2021-005
    Material Weakness
  • 1056183 2021-005
    Material Weakness
  • 1056184 2021-005
    Material Weakness
  • 1056185 2021-006
    Material Weakness
  • 1056186 2021-007
    Material Weakness
  • 1056187 2021-008
    Material Weakness
  • 1056188 2021-004
    Material Weakness Repeat
  • 1056189 2021-004
    Material Weakness Repeat
  • 1056190 2021-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $244,653
84.027 Special Education_grants to States $241,430
21.019 Coronavirus Relief Fund $93,943
10.553 School Breakfast Program $80,457
10.555 National School Lunch Program $36,929
84.425 Education Stabilization Fund $35,873
84.367 Improving Teacher Quality State Grants $19,558
84.424 Student Support and Academic Enrichment Program $18,981
93.778 Medical Assistance Program $8,007
84.173 Special Education_preschool Grants $948