Finding 47707 (2022-001)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-05-21
Audit: 47820
Organization: Change Happens! (TX)

AI Summary

  • Core Issue: There is a material weakness in time and effort reporting, leading to potential misallocation of federal funds.
  • Impacted Requirements: Compliance with the Uniform Administrative Requirements for accurate salary charges based on actual work performed.
  • Recommended Follow-Up: Implement training for staff on proper payroll cost reporting and establish controls to ensure adherence to federal guidelines.

Finding Text

Finding #2022-001 ? Material Weakness and Other Noncompliance Applicable federal programs: U. S. Department of Housing and Urban Development Direct Federal Funding Continuum of Care Program Assistance Listing #14.267 Contract #TX0392L6E002006, Contract year: 09/01/21 ? 08/31/22 U. S. Department of Health and Human Services Direct Federal Funding Sexual Risk Avoidance Education Assistance Listing #93.060 Contract #90SR0044-03-03, Contract year: 09/30/20 ? 06/30/22 Contract #90SR0120-01-00, Contract year: 09/30/20 ? 09/29/21 Contract #90SR0120-02-00, Contract year: 09/30/21 ? 09/29/22 Contract #90SR0157-01-01, Contract year: 09/30/21 ? 09/29/22 U. S. Department of Health and Human Services Direct Federal Funding Cooperative Agreement to Support Navigators in Federally-facilitated Exchanges Assistance Listing #93.332 Contract #NAVCA210403-01-01, Contract year: 08/27/21 ? 08/26/22 Contract #NAVCA210403-02-00, Contract year: 08/27/22 ? 08/26/23 U. S. Department of Health and Human Services Passed through Texas Health and Human Services Commission Block Grants for Prevention and Treatment of Substance Abuse Assistance Listing #93.959 Contract #HHS000539700204 YPI, Contract year: 09/01/21 ? 08/31/22 Contract #HHS000539700204 YPS, Contract year: 09/01/21 ? 08/31/22 Contract #HHS000539700204 YPU, Contract year: 09/01/21 ? 08/31/22 Criteria: Allowable costs ? The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, ?200.430 requires that charges to awards for salaries and wages be based on records that accurately reflect the work performed. These records must: 1) be supported by a system of internal control which provides reasonable assurance that the charges are accurate, allowable and properly allocated; 2) reasonably reflect the total activity for which the employee is compensated; 3) comply with the established accounting policies and practices of the agency; and 4) support the distribution of the employee?s salary or wages among specific activities or cost objectives if the employee works on more than one activity. Without sufficient controls, costs may be inappropriately charged to a federal funding stream. Condition and context: Time and effort reporting is based on the amount reflected in the budget rather than actual time spent on the program. Additionally, the allocation of certain costs are impacted as they are charged to the program based on the direct salary percentages. Cause: Management?s lack of understanding regarding the requirements for charging payroll costs caused improper reporting of time incurred on the federal awards. Effect: Failure to establish controls for adherence with the Uniform Guidance for allowable costs may result in unallowed costs charged to the program. Questioned costs: Unknown Recommendation: Provide training to ensure that salaries and wages charged to federal programs are supported by personnel activity reports based on actual time worked. Views of responsible officers and planned corrective action: Management agrees with the finding. See Corrective Action Plan.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 47700 2022-001
    Material Weakness
  • 47701 2022-002
    Significant Deficiency
  • 47702 2022-001
    Material Weakness
  • 47703 2022-002
    Significant Deficiency
  • 47704 2022-003
    Significant Deficiency Repeat
  • 47705 2022-001
    Material Weakness
  • 47706 2022-002
    Significant Deficiency
  • 47708 2022-002
    Significant Deficiency
  • 624142 2022-001
    Material Weakness
  • 624143 2022-002
    Significant Deficiency
  • 624144 2022-001
    Material Weakness
  • 624145 2022-002
    Significant Deficiency
  • 624146 2022-003
    Significant Deficiency Repeat
  • 624147 2022-001
    Material Weakness
  • 624148 2022-002
    Significant Deficiency
  • 624149 2022-001
    Material Weakness
  • 624150 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.332 Cooperative Agreement to Support Navigators in Federally-Facilitated and State Partnership Marketplaces $1.49M
14.267 Continuum of Care Program $998,791
93.959 Block Grants for Prevention and Treatment of Substance Abuse $877,438
93.060 Competitive Abstinence Education (cae) $857,496
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $738,810
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $457,223
93.939 Hiv Prevention Activities_non-Governmental Organization Based $435,706
16.812 Second Chance Act Reentry Initiative $156,497
16.830 Girls in the Juvenile Justice System $151,412
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $137,500
93.268 Immunization Cooperative Agreements $93,965
93.566 Refugee and Entrant Assistance_state Administered Programs $90,940
93.297 Teenage Pregnancy Prevention Program $48,690
16.726 Juvenile Mentoring Program $11,990
93.767 Children's Health Insurance Program $5,735