Finding 47448 (2022-003)

Significant Deficiency
Requirement
ABL
Questioned Costs
-
Year
2022
Accepted
2023-09-18
Audit: 53673
Organization: Planned Parenthood South Texas (TX)
Auditor: Rsm US LLP

AI Summary

  • Core Issue: The Organization requested $50,000 in reimbursements based on patient counts instead of actual expenses, leading to non-compliance with grant requirements.
  • Impacted Requirements: Internal controls over federal awards were ineffective, violating 2 CFR 200.303 regarding compliance and cost principles.
  • Recommended Follow-Up: Management should strengthen controls to ensure all expenditures are reviewed for compliance with allowable costs and activities.

Finding Text

Finding 2022.003? Activities Allowed or Unallowed, Allowable Costs/Cost Principles, Reporting United States Department of Health and Human Services Family Planning Services Assistance Listing No.93.217 Federal Award Number: FPHPA006499 Federal Award Year: 2022 Type of Finding: Significant Deficiency Criteria: Per 2 CFR 200.303, the Organization must establish and maintain effective internal controls over federal awards that provide reasonable assurance that it is managing federal awards in compliance with federal statutes, regulations and provisions of contracts or grant agreements that could have a material effect on each of its federal programs. Condition: During our testing, we noted the Organization requested reimbursements of $50,000 and determined the reasonableness of the amount being requested on a per patient basis rather than requesting funds based on actual expenditures incurred. Due to this, the expenditures were not reviewed for compliance with grant requirements. Cause: Control procedures did not function as designed and expenditures were not reviewed for compliance with grant requirements. Effect: Failure to review expenditures at a detailed level could result in unallowable costs or expenditures claimed. Questioned costs: None Context: Reimbursement request was not based on actual expenditures incurred. Repeat finding: No Recommendation: We recommend management enhance controls related to review of expenditures for compliance with allowable costs and activities unallowed requirements to ensure unallowed costs are not charged to the program. View of responsible officials: Management concurs with the finding. See corrective action plan.

Corrective Action Plan

Finding 2022.003? Activities Allowed or Unallowed, Allowable Costs/Cost Principles, Reporting United States Department of Health and Human Services Family Planning Services Assistance Listing No.93.217 Federal Award Number: FPHPA006499 Federal Award Year: 2022 Type of Finding: Significant Deficiency Finding: During our testing, we noted the Organization requested reimbursements of $50,000 and determined the reasonableness of the amount being requested on a per patient basis rather than requesting funds based on actual expenditures incurred. Due to this, the expenditures were not reviewed for compliance with grant requirements. Corrective Actions Taken or Planned: The Organization has reviewed the expenditures and the actual expenditures met the grant requirements. The grant was complete on 3/31/2023. No other corrective actions need to be made. Individual(s) Responsible: Magda Mijares, Controller Anticipated Date of Completion: Completed by 7/31/2023

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 47449 2022-002
    Significant Deficiency
  • 623890 2022-003
    Significant Deficiency
  • 623891 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.217 Family Planning_services $362,616