Finding 45756 (2022-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-09-24
Audit: 40729
Organization: Housing Initiatives, INC (WI)

AI Summary

  • Core Issue: Tenant files lack complete documentation, including income verification and eligibility determination.
  • Impacted Requirements: Compliance with program criteria for the Home Investment Partnership and Continuum of Care Programs is at risk.
  • Recommended Follow-Up: Housing Initiative should implement consistent processes to ensure all tenant files are complete and documentation is readily available.

Finding Text

2022-002 Department of Housing and Urban Development, Assistance Listing Number 14.239, Home Investment Partnership Program and 14.267 Continuum of Care Program: Control Deficiency Criteria: To meet the various aspects of program compliance, tenant files should have documentation that includes income verification, eligibility determination and current rental agreements. Condition: Tests of tenant files identified instances where not all documentation was able to be located. Cause: Housing Initiatives, Inc. does not have a consistent process and recordkeeping system that ensures all tenant files are complete or that all applicable records are available timely. Effect: Without the necessary documentation to verify that tenants meet the various compliance requirements, there may be instances of noncompliance. Recommendation: We recommend that Housing Initiative develop processes and procedures to ensure that all tenant files are complete and include all necessary documentation to verify compliance. Response: Housing Initiative, Inc. is aware of the compliance requirements and the importance of complete tenant files. We have been working towards updating records and utilizing electronic records systems which may have resulted in not being able to find the documentation during testing. We feel tenant files and records should be complete in the future.

Categories

Eligibility Internal Control / Segregation of Duties

Other Findings in this Audit

  • 45755 2022-002
    Significant Deficiency
  • 45757 2022-002
    Significant Deficiency
  • 45758 2022-002
    Significant Deficiency
  • 622197 2022-002
    Significant Deficiency
  • 622198 2022-002
    Significant Deficiency
  • 622199 2022-002
    Significant Deficiency
  • 622200 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $2.55M
14.267 Continuum of Care Program $1.14M
14.256 Neighborhood Stabilization Program $483,996
14.871 Section 8 Housing Choice Vouchers $216,461
14.235 Supportive Housing Program $215,700
14.218 Community Development Block Grants/entitlement Grants $206,751