Finding 45357 (2022-004)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-01-03
Audit: 47561

AI Summary

  • Core Issue: The University failed to report student status changes to the NSLDS accurately and on time, violating federal requirements.
  • Impacted Requirements: Reporting changes within 30 days or confirming status within 60 days as mandated by 34 CFR Section 682.610.
  • Recommended Follow-Up: Implement stronger controls for reporting, including a review of enrollment rosters and appointing a dedicated compliance officer to oversee NSLDS reporting.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - Department of Education - Federal Direct Student Loan Program ALN No. 84.268 and Federal Pell Grant Program ALN No. 84.063 Federal Award Identification Number and Year - Various Pass through Entity - N/A Finding Type - Significant deficiency Repeat Finding - Yes - 2021-004, 2020-004 and 2019-001 Criteria - Changes in a student?s status are required to be reported to the National Student Loan Data System (NSLDS) or the guarantee agency within 30 days of the change or included in a student status confirmation report sent to NSLDS within 60 days of the status change (34 CFR Section 682.610). Condition - The University did not report certain students' status to NSLDS in an accurate and timely manner during the fiscal year. Questioned Costs - None Identification of How Questioned Costs Were Computed - N/A Context - There were two errors identified that attributed to this finding. 1) Of the 40 students tested, there was 3 students who withdrew/graduated whose status change was not reported accurately to the NSLDS. Student withdrew or graduated and was reported but with an incorrect effective date. 2) Of the 40 students tested, there were 2 students who withdrew/graduated whose status changes were not reported to the NSLDS within 60 days. Cause and Effect - The University does not have adequate controls or processes in place to ensure status changes are reported to the NSLDS accurately and timely. As a result, certain student status changes were not reported accurately and timely to the NSLDS. Recommendation - The University should implement controls to ensure student status changes are reported accurately and timely to the NSLDS. These controls should include a thorough review of the enrollment rosters prior to reporting, including a review of student campus and program level reporting. Views of Responsible Officials and Planned Corrective Actions - A new position was formed with the Title Assistant Registrar for Special Program and Compliance. This position was officially hired on January 11, 2022. They have gone through training for both NSC and NSLDS. They will continue to work closely with Financial Aid related to status change dates and reporting data to the NSLDS. She is responsible for dealing with NSLDS error reports.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Reporting Significant Deficiency

Other Findings in this Audit

  • 45353 2022-003
    Material Weakness Repeat
  • 45354 2022-004
    Significant Deficiency Repeat
  • 45355 2022-003
    Material Weakness Repeat
  • 45356 2022-003
    Material Weakness Repeat
  • 45358 2022-003
    Material Weakness Repeat
  • 45359 2022-004
    Significant Deficiency Repeat
  • 45360 2022-003
    Material Weakness Repeat
  • 45361 2022-004
    Significant Deficiency Repeat
  • 45362 2022-002
    Significant Deficiency
  • 45363 2022-002
    Significant Deficiency
  • 45364 2022-002
    Significant Deficiency
  • 45365 2022-002
    Significant Deficiency
  • 45366 2022-002
    Significant Deficiency
  • 45367 2022-001
    Significant Deficiency Repeat
  • 621795 2022-003
    Material Weakness Repeat
  • 621796 2022-004
    Significant Deficiency Repeat
  • 621797 2022-003
    Material Weakness Repeat
  • 621798 2022-003
    Material Weakness Repeat
  • 621799 2022-004
    Significant Deficiency Repeat
  • 621800 2022-003
    Material Weakness Repeat
  • 621801 2022-004
    Significant Deficiency Repeat
  • 621802 2022-003
    Material Weakness Repeat
  • 621803 2022-004
    Significant Deficiency Repeat
  • 621804 2022-002
    Significant Deficiency
  • 621805 2022-002
    Significant Deficiency
  • 621806 2022-002
    Significant Deficiency
  • 621807 2022-002
    Significant Deficiency
  • 621808 2022-002
    Significant Deficiency
  • 621809 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $9.19M
84.063 Federal Pell Grant Program $2.17M
84.425 Covid-19 - Education Stabilization Fund $958,752
84.038 Federal Perkins Loan Program $394,393
11.307 Economic Adjustment Assistance $211,319
81.041 State Energy Program $204,336
84.033 Federal Work-Study Program $161,808
84.007 Federal Supplemental Educational Opportunity Grants $105,376
20.200 Highway Research and Development Program $93,880
21.027 Covid - 19 - Coronavirus State and Local Fiscal Recovery Funds $75,894
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $63,860
11.024 Build to Scale $63,344
47.070 Computer and Information Science and Engineering $52,395
47.041 Engineering $44,118
66.469 Great Lakes Program $34,415
47.049 Mathematical and Physical Sciences $20,540
81.010 Office of Technology Transitions (ott)-Technology Deployment, Demonstration and Commercialization $13,571
93.262 Occupational Safety and Health Program $12,005
12.RD Ground Vehicle Sysytems Other Transaction Agreement $1,400
45.149 Promotion of the Humanities_division of Preservation and Access $1,323
47.076 Education and Human Resources $745
17.502 Occupational Safety and Health_susan Harwood Training Grants $594
47.074 Biological Sciences $400
84.133 National Institute on Disability and Rehabilitation Research $337