Finding 44656 (2022-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-03-27

AI Summary

  • Core Issue: The District failed to verify if a vendor was suspended or debarred before spending over $25,000 in federal funds.
  • Impacted Requirements: This noncompliance violates federal procurement rules regarding contracting with suspended or debarred parties.
  • Recommended Follow-Up: The District should adhere to established purchasing policies to ensure proper verification of vendor status in future transactions.

Finding Text

Finding Number: 2022-001 Repeat Finding: No Program Name/Assistance Listing Title: COVID-19 Emergency Connectivity Fund Program Assistance Listing Number: 32.009 Federal Agency: Federal Communications Commission Federal Award Number: N/A Pass-Through Agency: N/A Questioned Costs: N/A Type of Finding: Noncompliance, Significant Deficiency Compliance Requirement: Procurement, Suspension and Debarment CRITERIA Non-Federal entities are prohibited from contracting with or making sub awards under covered transactions to parties that are suspended or debarred. ?Covered transactions? include those procurement contracts for goods and services awarded under a non-procurement transaction that are expected to equal or exceed $25,000 or meet certain other criteria as specified in 2 CFR section 180.220. CONDITION Verification of suspension and debarment was not performed for the one vendor the District utilized in this program, with whom the District spent at least $25,000 of federal grant monies. CAUSE Due to turnover in the procurement department, the District did not perform due diligence for the cooperative contract used to make the purchases, therefore documentation was not prepared or maintained for verification of suspension and debarment. EFFECT The District was not in compliance with the requirements set forth by the federal government. However, it was subsequently determined that the vendor utilized was not suspended or debarred. CONTEXT For the only vendor the District utilized in this program, the District did not perform or document its verification of whether the vendor was suspended or debarred. The sample was not intended to be, and was not, a statistically valid sample. RECOMMENDATION The District should follow purchasing policies and procedures established to ensure compliance with federal requirements regarding suspension and debarment. VIEWS OF RESPONSIBLE OFFICIALS See Corrective Action Plan.

Corrective Action Plan

Findings and Questioned Costs Related to Federal Awards Finding Number: 2022-001 Program Name/Assistance Listing Title: COVID-19 Emergency Connectivity Fund Program Assistance Listing Number: 32.009 Contact Person: Rosa Perez, Finance Director Anticipated Completion Date: June 30, 2023 Planned Corrective Action: The District will implement procedures in which due diligence is completed for all cooperative contracts used. The District will work with the new hire in charge of procurement to ensure due diligence is completed for all vendors used under a cooperative contract.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 621098 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.559 Summer Food Service Program for Children $4.92M
84.425 Covid-19 Education Stabilization Fund $2.82M
84.010 Title I Grants to Local Educational Agencies $1.92M
32.009 Covid-19 Emergency Connectivity Fund Program $1.12M
84.287 Twenty-First Century Community Learning Centers $1.09M
84.011 Migrant Education_state Grant Program $1.01M
84.027 Special Education_grants to States $796,894
84.365 English Language Acquisition State Grants $335,367
84.367 Supporting Effective Instruction State Grants $308,096
84.371 Comprehensive Literacy Development $138,092
84.358 Rural Education $110,179
10.555 National School Lunch Program $95,704
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $77,758
84.027 Covid-19 Special Education_grants to States $62,916
10.555 Covid-19 National School Lunch Program $45,712
84.173 Special Education_preschool Grants $30,811
10.649 Covid-19 P-Ebt Administrative Cost Grants $5,814
10.553 School Breakfast Program $4,759
84.173 Covid-19 Special Education_preschool Grants $3,670