Finding 44270 (2022-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-02-27

AI Summary

  • Core Issue: The College is not accurately reporting student enrollment data to NSLDS, leading to a significant deficiency in internal controls.
  • Impacted Requirements: Compliance with 34 CFR 685.309(b) and 34 CFR 682.610 is lacking, as enrollment status changes are not reported accurately or timely.
  • Recommended Follow-Up: Implement procedures to ensure accurate reporting of program begin dates and verify discrepancies with the Clearinghouse.

Finding Text

2022 ? 002 Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Assistance Cluster Assistance Listing Number: Various Award Period: June 01, 2021 - May 31, 2022 Type of Finding: - Significant Deficiency in Internal Control over Compliance - Other Matters Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 685.309(b), states schools must have some arrangement to report student enrollment data including campus level and program level detail to NSLDS through an enrollment roster file. The school is required to report changes in the student's enrollment status, the effective date of the status, and an anticipated completion date. Also, the Code of Federal Regulations, 34 CFR 682.610, states that institutions must report accurately the enrollment status of all students regardless if they receive aid from the institution or not. Changes to said status are required to be reported within 30 days of becoming aware of the status change, or within the next scheduled transmission of statuses if the scheduled transmission is within 60 days. Condition: Information being sent to NSLDS is not accurate. Questioned costs: None known. Context: During our testing of 22 students, CLA noted the following: - Four students? enrollment status per NSLDS didn?t match the College?s records. - The program begin date for one student per the Program Enrollment Detail in NSLDS didn?t match the College?s records. - Six student's Enrollment Effective Date per NSLDS did not match the College's records. Cause: Systems were not in place to be able to ensure all required enrollment reporting details were timely and accurately reported. Effect: The College is not in compliance with the Department of Education (ED) regulations relating to the reporting of student enrollment data to NSLDS. Repeat Finding: Yes. Recommendation: CLA recommends the College implement a procedure to ensure the program begin date aligns with the first date of attendance, and inquire with the Clearinghouse when Effective Dates per NSLDS do not match the College's records. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

2022-002 Student Financial Aid ? Assistance Listing No. 84.SFA Recommendation: CLA recommends the College implement a procedure to ensure the program begin date aligns with the first date of attendance, and inquire with the Clearinghouse when Effective Dates per NSLDS do not match the College's records. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Corrective Reports to National Student Clearinghouse: The Assistant Registrar will submit corrective reports to the National Student Clearinghouse (NSC) within one day of receipt of the error file to ensure compliance with reporting timelines. Candidates for Graduation: Completed Graduates: The Assistant Registrar will ensure that the Exit date field and Withdrawal date field for all graduation candidates are updated within 45 days of the last day of the term. Candidates who successfully complete all degree requirements are coded in Jenzabar as GR for graduation. The student record is sealed, and a final transcript is printed. The Assistant Registrar will run the special NSC Graduation Report as an ad hoc report periodically throughout the 45-day period. Candidates who do not complete: The Assistant Registrar will ensure that the Exit field date and the Withdrawal field date is updated for all candidates who do not complete their degree requirements within 45 days of the last day of the term. The departure reason will be updated as NR for non-returning (with the subheading of LOA if appropriate). The Assistant Registrar will run a report for the NSC on the 15th of each month as scheduled (May 15, June 15, etc.). Candidates who do not graduate will be reported to the NSC via the standard monthly report run on the 15th of each month. Enrolled Spring Students who do not register for the fall term: The Assistant Registrar will ensure that all students who are not registered for the fall term by June 5th are coded with the enrollment status of NR (non-returning) in Jenzabar. The Withdrawal and Exit fields in Jenzabar will be updated with the last date of attendance/last day of the term. The Assistant Registrar updates the National Student Clearinghouse (NSC) on the 15th of each month, and NSC subsequently updates the National Student Loan Data System (NSLDS). Students that register for the fall term after June 5th will be updated in Jenzabar, their WD and Exit dates will be revised, and the NSC updated of the new status. Name(s) of the contact person(s) responsible for corrective action: Adrienne Bolyard Dean of Academic Services and Registrar Planned completion date for corrective action plan: The completion date for this corrective action was executed February 24, 2023. This plan will be in effect going forward.

Categories

Student Financial Aid Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 44271 2022-002
    Significant Deficiency Repeat
  • 44272 2022-002
    Significant Deficiency Repeat
  • 44273 2022-002
    Significant Deficiency Repeat
  • 44274 2022-002
    Significant Deficiency Repeat
  • 620712 2022-002
    Significant Deficiency Repeat
  • 620713 2022-002
    Significant Deficiency Repeat
  • 620714 2022-002
    Significant Deficiency Repeat
  • 620715 2022-002
    Significant Deficiency Repeat
  • 620716 2022-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.27M
84.425E Heerf Student Aid Portion $806,541
84.425F Heerf Institutional Portion $806,541
84.063 Federal Pell Grant Program $737,903
84.038 Federal Perkins Loan Program $471,313
84.033 Federal Work-Study Program $83,702
84.007 Federal Supplemental Educational Opportunity Grants $68,462