Finding 42659 (2022-006)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-07-12
Audit: 53516
Organization: Virginia Union University (VA)
Auditor: Brown Edwards

AI Summary

  • Core Issue: Virginia Union University failed to timely post required quarterly reports on their website, violating CARES, CRRSAA, and ARP requirements.
  • Impacted Requirements: Reports must be publicly posted on the institution's primary website within 10 days after each calendar quarter.
  • Recommended Follow-Up: Enhance processes and controls to ensure compliance with public reporting requirements and timely posting of reports.

Finding Text

Criteria: The CARES, CRRSAA, and ARP institutional quarterly portion reporting requirements involve publicly posting completed forms on the Institution?s website. The forms must be conspicuously posted on the Institution?s primary website on the same page as the reports of the IHE?s activities as to the emergency financial aid grants to students (Student Aid Portion) are posted. This information must also be updated no later than 10 days after the end of each calendar quarter (September 30, and December 31, March 31, June 30). Condition: We tested two quarterly reports prepared by Virginia Union University to verify timely posting to their website and accuracy in reporting. Of the two tested, we were not able to verify that either had posted timely to the Institution?s website. When we started the compliance audit fieldwork, there was no evidence of the reports on the website. Cause: Weak process and controls over the preparation and review for the compliance over the program?s public reporting requirement. Effect: Potential issues with the DOE regarding noncompliance. Questioned costs: $-0- Perspective information: This finding related to timely posting was identified from testing two of the four required quarterly reports and timely filing could not be verified for either of the 2 reports tested. Identification of repeat findings: Not a repeat finding. Recommendation: The University should increase its efforts to ensure that major program compliance requirements are understood, and controls are implemented to ensure compliance. Views of responsible officials: See Client?s Corrective Action Plan.

Corrective Action Plan

See corrective action plan for chart/table.

Categories

Reporting

Other Findings in this Audit

  • 40152 2022-004
    Material Weakness
  • 40153 2022-001
    Material Weakness Repeat
  • 40154 2022-002
    Significant Deficiency Repeat
  • 40155 2022-003
    Significant Deficiency Repeat
  • 42658 2022-005
    Material Weakness
  • 42660 2022-007
    Material Weakness
  • 616594 2022-004
    Material Weakness
  • 616595 2022-001
    Material Weakness Repeat
  • 616596 2022-002
    Significant Deficiency Repeat
  • 616597 2022-003
    Significant Deficiency Repeat
  • 619100 2022-005
    Material Weakness
  • 619101 2022-006
    Material Weakness
  • 619102 2022-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $7.62M
84.425 Education Stabilization Fund $4.90M
84.063 Federal Pell Grant Program $3.50M
47.076 Education and Human Resources $451,395
84.007 Federal Supplemental Educational Opportunity Grants $390,500
84.031 Higher Education_institutional Aid $380,517
84.047 Trio_upward Bound $331,351
84.042 Trio_student Support Services $308,503
84.033 Federal Work-Study Program $238,349
84.044 Trio_talent Search $194,307
99.U01 National Institue of General Medical Sciences: Institutional Research and Academic Career Devleopment Awards $26,303