Finding 41963 (2022-003)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-10-13
Audit: 44596
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Community Action for Improvement, Inc. lacked a licensed attorney on its board, violating Head Start requirements.
  • Impacted Requirements: The board must include a licensed attorney and an expert in fiscal management, or consult with qualified individuals when vacancies occur.
  • Recommended Follow-Up: Recruit a licensed attorney for the board or engage a consultant with relevant legal expertise.

Finding Text

2022-003 ? Attorney Representation Department of Health and Human Services AL # 93.600 Head Start Federal Grantor/Pass-Through Grantor Grant Number Grant Period U.S. Department of Health and Human Services 04HE00130401-C5 04/01/21 ? 03/31/23 U.S. Department of Health and Human Services 04HE00130401-C6 04/01/21 ? 03/31/23 U.S. Department of Health and Human Services 04CH01172002 02/01/21 ? 01/31/22 U.S. Department of Health and Human Services 04CH01172003 02/01/22 ? 01/31/23 Questioned Costs: None How were questioned costs computed: Not applicable Condition: At times during the year, there was no representation on the board of directors by a licensed attorney familiar with issues related to Head Start at Community Action for Improvement, Inc. When that position was vacant, the board of directors did not work with a consultant with relevant legal expertise. Criteria: The Improving Head Start for School Readiness Act of 2007 at 42 USC 9837(c)(1)(B) requires the governing body of a Head Start agency to include not less than one member with a background and expertise in fiscal management or accounting and not less than one licensed attorney familiar with issues that come before the governing body. If the types of persons described above are not available to serve as members of the governing body, the governing body must use a consultant, or another individual(s) with relevant expertise who must work directly with the governing body. Cause: Community Action for Improvement, Inc. had board vacancies during the year, causing it to not be in compliance with this requirement. Effect: Because of the above conditions, Community Action for Improvement, Inc. was not in compliance with this compliance requirement and a significant deficiency in internal control over compliance exists. Recommendation: We recommend that Community Action for Improvement, Inc. recruit an attorney for their board of directors or consult with someone with relevant expertise. View of Responsible Officials: Management agrees with the assessment and has committed to a corrective action plan.

Categories

Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 41960 2022-002
    Significant Deficiency Repeat
  • 41961 2022-002
    Significant Deficiency Repeat
  • 41962 2022-003
    Significant Deficiency Repeat
  • 618402 2022-002
    Significant Deficiency Repeat
  • 618403 2022-002
    Significant Deficiency Repeat
  • 618404 2022-003
    Significant Deficiency Repeat
  • 618405 2022-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $4.16M
93.568 Low-Income Home Energy Assistance $3.17M
93.568 Covid-19 Low-Income Home Energy Assistance $2.01M
93.569 Community Services Block Grant $737,150
93.600 Covid-19 Head Start $311,705
81.042 Weatherization Assistance for Low-Income Persons $249,831
93.569 Covid-19 Community Services Block Grant $130,421
10.558 Child and Adult Care Food Program $116,556
94.006 Americorps $25,811