Finding 403409 (2023-004)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-06-27
Audit: 310515
Organization: Anthony Housing Authority (TX)
Auditor: Mike Estes PC

AI Summary

  • Core Issue: The Low Rent Program owes the Housing Choice Voucher Program $71,428, indicating a significant interfund balance that violates federal regulations.
  • Impacted Requirements: Small and medium-sized PHAs must allocate expenses properly and minimize interfund payables to avoid one fund covering another's expenses.
  • Recommended Follow-Up: Pay off the interfund balance promptly and ensure staff are trained to manage these accounts effectively to prevent future issues.

Finding Text

Section 8 Housing Choice Voucher Program-CDFA#14.871, Low Rent Program-CDFA#14.850 2023-004-Significantly large interfund account needs to be reduced-Allowable Costs/Principles Criteria and specific requirement In small and medium-sized PHAs, there is a required allocation of expenses between programs. It is often not practical to maintain separate bank accounts and pay each program’s expenses out of its individual bank account. As a result, usually there are interfund payables and receivables between the accounts/programs. Ideally, the interfund amounts should be kept to a minimal amount, if not paid in full at the start of every month. The danger is that the larger the interfund amount is and/or grows, the more difficult it may be to pay off the interfund payable amount. The practical effect is if this happens, one fund is paying the expenses of another fund on a permanent basis. This results in a “transfer” between the Housing Choice Voucher and Low Rent programs, which federal regulations do not allow.Condition Found At September 30, 2023, the Low Rent Program owes the Housing Choice Voucher Program $71,428. Context The significant interfund balance has existed for several years. We note that it was substantially reduced in the audit year, from $165,833 to $71,428. Cause Apparent oversight. Effect The possibility exists that the fund that owes the funds might be unable to repay the balance. Recommendation to prevent future occurrences The interfund balance should be paid off as soon as possible. View or Responsible Official We will comply with the auditor’s recommendation. I do note that we were short of personnel for the entire audit period. I believe that I have staff presently that can do most of the assigned duties. I admit that not all of the deficiencies noted were due to being understaffed, but lack of training (being new to HUD) and understanding. But we will also correct those errors to the best of our ability.

Categories

HUD Housing Programs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 403402 2023-001
    Material Weakness Repeat
  • 403403 2023-002
    Material Weakness
  • 403404 2023-003
    Material Weakness Repeat
  • 403405 2023-004
    Material Weakness
  • 403406 2023-001
    Material Weakness
  • 403407 2023-002
    Material Weakness
  • 403408 2023-003
    Material Weakness
  • 979844 2023-001
    Material Weakness Repeat
  • 979845 2023-002
    Material Weakness
  • 979846 2023-003
    Material Weakness Repeat
  • 979847 2023-004
    Material Weakness
  • 979848 2023-001
    Material Weakness
  • 979849 2023-002
    Material Weakness
  • 979850 2023-003
    Material Weakness
  • 979851 2023-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $3.23M
14.872 Public Housing Capital Fund $175,849
14.850 Public and Indian Housing $114,191