Finding 400329 (2023-002)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-06-07

AI Summary

  • Core Issue: The District lacks adequate internal controls for reporting on the Education Stabilization Fund, risking inaccurate information.
  • Impacted Requirements: Compliance with the Arizona Department of Education's requirement to submit the “LEA Uses of ESSER I, II, & III – Use of Funds Detail” report by April 21, 2023.
  • Recommended Follow-Up: The District should establish strong internal controls and provide training for staff responsible for reporting to ensure accuracy and compliance.

Finding Text

Finding Number: 2023‐002 Repeat Finding: No Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425 Federal Agency: U.S. Department of Education Federal Award Number: S425U210038 Pass‐Through Agency: Arizona Department of Education Questioned Costs: N/A Type of Finding: Noncompliance, Material Weakness Compliance Requirement: Reporting Criteria Districts that received Education Stabilization Fund funding were required by the Arizona Department of Education to complete the “LEA Uses of ESSER I, II, & III – Use of Funds Detail” report by April 21, 2023. The report was based on fiscal year 2021‐22 financial information and full‐time equivalency (FTE) information. Condition Inadequate internal controls existed over the Education Stabilization Fund reporting processes. Cause The District did not develop nor implement strong internal controls over reporting due lack of training for individuals with reporting responsibilities. Effect The District is at risk of reporting inaccurate information. Context The District was unable to provide supporting documentation for the allocation of expenditures to the four categories listed in the report and the FTE information as of September 30, 2022. The sample was not intended to be, and was not, a statistically valid sample. Recommendation The District should develop or implement strong internal controls over reporting to reduce the risk of reporting inaccurate information. Views of Responsible Official

Corrective Action Plan

Finding Number: 2023‐002 Program Name/Assistance Listing Title: Education Stabilization Fund Assistance Listing Number: 84.425 Contact Person: Lynn Lang, Chief Financial Officer Anticipated Completion Date: June 30, 2024 Planned Corrective Action: The District will monitor and track federal grants expenditures and revenues in a fiscally responsible manner to reduce the number of inaccurate information.

Categories

Allowable Costs / Cost Principles Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 400323 2023-001
    Material Weakness
  • 400324 2023-001
    Material Weakness
  • 400325 2023-001
    Material Weakness
  • 400326 2023-001
    Material Weakness
  • 400327 2023-001
    Material Weakness
  • 400328 2023-001
    Material Weakness
  • 976765 2023-001
    Material Weakness
  • 976766 2023-001
    Material Weakness
  • 976767 2023-001
    Material Weakness
  • 976768 2023-001
    Material Weakness
  • 976769 2023-001
    Material Weakness
  • 976770 2023-001
    Material Weakness
  • 976771 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $4.21M
10.555 National School Lunch Program $3.01M
10.553 School Breakfast Program $1.46M
84.287 Twenty-First Century Community Learning Centers $1.29M
84.027 Special Education_grants to States $936,866
32.009 Covid-19 Emergency Connectivity Fund Program $819,243
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $599,966
84.367 Supporting Effective Instruction State Grants $475,334
84.365 English Language Acquisition State Grants $342,995
84.424 Student Support and Academic Enrichment Program $160,132
93.778 Medical Assistance Program $105,793
84.173 Special Education_preschool Grants $54,315
84.027 Covid-19 Special Education Grants to States $43,591
84.173 Covid-19 Special Education Preschool Grants $10,743
84.425 Covid-19 Education Stabiliation Fund $6,159