Finding 399995 (2022-005)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2024-06-05

AI Summary

  • Core Issue: Invoices were paid without proper approval from the building leader.
  • Impacted Requirements: Internal controls for invoice approval were not followed, risking unauthorized payments.
  • Recommended Follow-Up: Implement new procedures and training to ensure all invoices receive proper approval before payment.

Finding Text

Criteria The building leader and the business office approve invoices. Condition Controls in place were not adequate to ensure that expenditures were approved by the building leader. Context During our testing, we noted multiple invoices without proper approval. Cause and Effect The established internal control procedures related to approving an invoice were overlooked in several instances. The effect of unapproved invoices can cause unauthorized disbursements or budget overruns. Recommendation We recommend that the Academy implement procedures to ensure each invoice has the proper approval before payment. Management’s Response Management has procured New ERP software that supports clear invoicing and purchasing approval processes within the system. Management will have individual training with building leaders to refine the purchasing approval process through the new accounting software, as well as training with front office staff on the collection of the appropriate paperwork upon receipt of deliveries.

Corrective Action Plan

Management has procured New ERP software that supports clear invoicing and purchasing approval processes within the system. Management will have individual training with building leaders to refine the purchasing approval process through the new accounting software, as well as training with front office staff on the collection of the appropriate paperwork upon receipt of deliveries.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 399991 2022-001
    Material Weakness
  • 399992 2022-002
    Material Weakness
  • 399993 2022-003
    Material Weakness
  • 399994 2022-004
    Material Weakness
  • 399996 2022-006
    Material Weakness
  • 399997 2022-007
    Material Weakness
  • 399998 2022-008
    Material Weakness
  • 399999 2022-009
    Material Weakness
  • 976433 2022-001
    Material Weakness
  • 976434 2022-002
    Material Weakness
  • 976435 2022-003
    Material Weakness
  • 976436 2022-004
    Material Weakness
  • 976437 2022-005
    Material Weakness
  • 976438 2022-006
    Material Weakness
  • 976439 2022-007
    Material Weakness
  • 976440 2022-008
    Material Weakness
  • 976441 2022-009
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $576,455
10.555 National School Lunch Program $476,248
84.027 Special Education_grants to States $189,367
10.553 School Breakfast Program $183,477
10.565 Commodity Supplemental Food Program $10,206
84.367 Improving Teacher Quality State Grants $5,476
84.424 Student Support and Academic Enrichment Program $1,545