Finding 399941 (2023-008)

Significant Deficiency
Requirement
A
Questioned Costs
$1
Year
2023
Accepted
2024-06-05
Audit: 308093

AI Summary

  • Core Issue: The Council misclassified $1,901 in expenses that did not match the approved budget categories for the grant.
  • Impacted Requirements: Noncompliance with 2 CFR section 200.302, which mandates proper financial management and budget adherence for federal grants.
  • Recommended Follow-Up: Strengthen procedures to ensure all invoiced costs are compared against the grant budget for compliance before reimbursement requests.

Finding Text

Finding 2023-008 – Activities Allowed (Significant Deficiency and Noncompliance) Information on the federal program: U.S. Department of Veterans Affairs, Assistance Listing #64.055 Staff Sergeant Parker Gordon Fox Suicide Prevention Grant Program. Criteria: 2 CFR section 200.302 establishes the requirements for sufficient financial management over grant funding to ensure funds have been used in accordance with Federal statues, regulations, and terms and conditions of the Federal award. These requirements include that the nonfederal entity compare expenditures with the approved award budget. Condition: We tested 22 nonpayroll disbursements, 2 of those expenses did not fit into an expense category in the approved award budget. Cause: The Council began allocating nonreimbursable expenses to their grant codes to track the true costs of running a program. This grant allowed for indirect costs, however these costs were charged directly to the grant and were included in the amount requested for reimbursement and also in the cost base used for the indirect cost calculation. These costs were not in line with the categories of expenses in the award budget. Effect: The Council did not comply with allowable activities requirements. Questioned Costs: $1,901 Recommendation: We recommend the Council strengthen procedures over costs invoiced for reimbursement to ensure those costs are compared to the grant budget for allowability. Views of Responsible Officials: See Management’s View and Corrective Action Plan at the end of the report.

Corrective Action Plan

Finance staff will review grant budget simultaneously as costs are invoiced for reimbursement. Additionally, Finance staff will receive training on grant budgeting including federal grant regulations and requirements. Expected completion date: July 2024

Categories

Questioned Costs Cash Management Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 399934 2023-006
    Material Weakness Repeat
  • 399935 2023-006
    Material Weakness Repeat
  • 399936 2023-006
    Material Weakness Repeat
  • 399937 2023-006
    Material Weakness Repeat
  • 399938 2023-006
    Material Weakness Repeat
  • 399939 2023-007
    Significant Deficiency
  • 399940 2023-006
    Material Weakness Repeat
  • 976376 2023-006
    Material Weakness Repeat
  • 976377 2023-006
    Material Weakness Repeat
  • 976378 2023-006
    Material Weakness Repeat
  • 976379 2023-006
    Material Weakness Repeat
  • 976380 2023-006
    Material Weakness Repeat
  • 976381 2023-007
    Significant Deficiency
  • 976382 2023-006
    Material Weakness Repeat
  • 976383 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $902,559
64.055 Ssg Fox Suicide Prevention $343,190
93.137 Community Programs to Improve Minority Health Grant Program $300,369
93.136 Injury Prevention and Control Research and State and Community Based Programs $89,936
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $54,981
17.278 Wia Dislocated Worker Formula Grants $47,800
93.788 Opioid Str $35,947