Finding 397024 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-05-16
Audit: 306406
Organization: Town of Swansea (MA)

AI Summary

  • Core Issue: The Town failed to obtain and document certified payrolls for construction projects funded by the Education Stabilization Fund, leading to noncompliance with federal wage requirements.
  • Impacted Requirements: The Town did not adhere to the Wage Rate Requirements, specifically the need for contractors to submit weekly certified payrolls and compliance statements.
  • Recommended Follow-Up: Implement internal controls to ensure certified payrolls are received, reviewed, and documented by appropriate personnel for all applicable projects.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Name: Education Stabilization Fund Assistance Listing Number: 84.425 Federal Award Identification Number and Year: Not available. Pass-Through Agency: Massachusetts Department of Elementary and Secondary Education Pass-Through Number(s): 115-561133-2022-0292 Award Period: October 1, 2021 through September 30, 2024 Compliance Requirement: Special Tests and Provisions Type of Finding: • Significant Deficiency in Internal Control over Compliance • Other Matter Criteria or Specific Requirement: Nonfederal entities shall include in their construction contracts subject to the Wage Rate Requirements (which still may be referenced as the Davis-Bacon Act) a provision that the contractor or subcontractor comply with those requirements and Department of Labor regulations. This includes a requirement for the contractor or subcontractor to submit to the nonfederal entity weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). Internal controls should be designed and implemented to prevent or detect noncompliance with this requirement. Condition: The Town had two (2) construction projects funded by the federal program during the fiscal year during which laborers were hired to work on the projects. The Town did not maintain documentation supporting that the appropriate certified payrolls were obtained and reviewed to ensure the prevailing wage rates paid to such laborers were met or exceeded. Questioned Costs: Unknown Context: The Town did not obtain the appropriate certified payrolls nor was any review documented ensuring appropriate wage rates were being charged for the projects. Cause: Internal controls were not implemented to ensure the certified payrolls were obtained, reviewed, and documented in accordance with the provisions of the federal program. Effect: Noncompliance with the federal program occurred. Repeat Finding: No. Recommendation: We recommend the Town implement internal controls to ensure the certified payrolls are received from the contractors on applicable projects and reviewed by appropriate personnel. The review should be documented. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Moving forward, internal controls have been updated to require all projects that necessitate prevailing wage rates have the proper backup and documentation.

Categories

Special Tests & Provisions Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 397025 2023-003
    Significant Deficiency
  • 973466 2023-002
    Significant Deficiency
  • 973467 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $561,546
21.027 Coronavirus State and Local Fiscal Recovery Funds $282,292
84.010 Title I Grants to Local Educational Agencies $156,377
10.553 School Breakfast Program $107,973
93.778 Medical Assistance Program $73,236
10.555 National School Lunch Program $62,949
84.027 Special Education_grants to States $22,389
84.424 Student Support and Academic Enrichment Program $18,691
21.019 Coronavirus Relief Fund $13,910
84.367 Improving Teacher Quality State Grants $12,735
84.173 Special Education_preschool Grants $3,883