Finding 396734 (2020-002)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2020
Accepted
2024-05-15

AI Summary

  • Core Issue: All 15 tested tenant files were missing required eligibility forms, violating HUD regulations.
  • Impacted Requirements: Non-compliance with the Housing Assistance Payments Contract and HUD Handbook 4350.3 could jeopardize current and future funding.
  • Recommended Follow-up: Management should ensure complete resident files are maintained and include all necessary eligibility documentation.

Finding Text

Finding reference number: 2020-002 Assistance Listing title and number (Federal award identification number and year): Section 8 new construction and substantial rehabilitation Assistance Listing No. 14.182 (NJ39H085044 and 1979) Auditor non-compliance code: R – Section 8 Program Administration Finding resolution status: In process Universe population size: 137 tenant files Sample size information: 15 tenant files Statistically valid sample: Yes Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: N/A Statement of Condition 2020-002 (Assistance Listing No. 14.182): During the year ended December 31, 2020, 15 of the 15 resident files selected for testing under the HUD Consolidated Audit Guide lacked properly executed and documented resident eligibility forms. Criteria: In accordance with the Housing Assistance Payments Contract and HUD Handbook 4350.3, the Management Agent must certify and recertify residents and update other applicable forms in accordance with HUD regulations and contractual requirements. Effect: The Corporation is not in compliance with the terms of the Housing Assistance Payments Contract or HUD Handbook 4350.3. Current, future, and potentially prior funding under the Housing Assistance Payments Contract could be impacted as a result of these resident files. Cause: Upon taking over management of the property, the Management Agent received incomplete resident files from the previous management agent. Recommendation: The Management Agent should ensure that all resident files are maintained at the site for each resident of the Property, and the Management Agent should ensure that the resident files include all properly executed and documented resident eligibility forms. Completion date: In process Management Response: Agree. Management intends to update all resident files to include all resident eligibility forms during the year ended December 31, 2021.

Corrective Action Plan

Statement of Condition 2020-002 (Assistance Listing No. 14.182): During the year ended December 31, 2020, 15 of the 15 resident files selected for testing under the HUD Consolidated Audit Guide lacked properly executed and documented resident eligibility forms. Recommendation: The Management Agent should ensure that all resident files are maintained at the site for each resident of the Property, and the Management Agent should ensure that the resident files include all properly executed and documented resident eligibility forms. Action(s) taken or planned on the finding: Agree. Management intends to update all resident files to include all resident eligibility forms during the year ended December 31, 2021.

Categories

HUD Housing Programs Eligibility

Other Findings in this Audit

  • 396733 2020-001
    Significant Deficiency
  • 396735 2020-003
    Material Weakness
  • 396736 2020-004
    Significant Deficiency
  • 396737 2020-005
    Material Weakness
  • 973175 2020-001
    Significant Deficiency
  • 973176 2020-002
    Material Weakness
  • 973177 2020-003
    Material Weakness
  • 973178 2020-004
    Significant Deficiency
  • 973179 2020-005
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.182 Section 8 New Construction and Substantial Rehabilitation $1.81M