Finding 394810 (2023-002)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-04-26

AI Summary

  • Core Issue: An employee was overpaid $430 from federal funds due to insufficient internal controls.
  • Impacted Requirements: Costs must be necessary, reasonable, and well-documented as per OMB guidelines.
  • Recommended Follow-Up: Contact the Arkansas DESE for resolution and enhance payroll oversight to prevent future issues.

Finding Text

"U.S. DEPARTMENT OF EDUCATION PASSED THROUGH ARKANSAS DEPARTMENT OF EDUCATION EDUCATION STABILIZATION FUND - AL NUMBER 84.425U PASS-THROUGH NUMBER 5403 AUDIT PERIOD - YEAR ENDED JUNE 30, 2023" 2023-002. Allowable Costs/Cost Principles Criteria or specific requirement: Office of Management and Budget (OMB) 2 CFR part 200, subpart E – Cost Principles, establishes principles and standards for determining allowable costs incurred by the District under federal awards. Such costs are to be necessary and reasonable for the performance of the federal award and adequately documented. Condition: During our examination of Education Stabilization Fund payroll expenditures, we noted one employee was overpaid $430. Cause: Lack of internal controls and management oversight over program expenditures. Effect or potential effect: Unallowable costs of $430 were paid from COVID-19-Education Stabilization Fund. Questioned costs: The amount of questioned costs was $430. Context: An examination of Education Stabilization Fund payroll expenditures for 19 employees totaling $100,210 from a population of 183 employees totaling $1,077,990. Our sample was a statistically valid sample. Identification as a repeat finding: No Recommendation: The District should contact the Arkansas Division of Elementary and Secondary Education (DESE) for resolution regarding this matter and implement proper controls over program payroll expenditures. Views of responsible officials: We have revised our internal policies and procedures that includes a system of checks and balances including payroll. This system will allow the district to review purchases, payroll, and the fund source to ensure alignment.

Corrective Action Plan

·       Allowable Costs/ Cost Principles

Categories

Questioned Costs Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 394808 2023-001
    Material Weakness
  • 394809 2023-001
    Material Weakness
  • 394811 2023-003
    Significant Deficiency
  • 971250 2023-001
    Material Weakness
  • 971251 2023-001
    Material Weakness
  • 971252 2023-002
    Significant Deficiency
  • 971253 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $1.41M
84.425 Covid-19 - Education Stabilization Fund $1.33M
10.553 School Breakfast Program $212,218
84.367 Supporting Effective Instruction State Grants $121,254
84.424 Student Support and Academic Enrichment Program $68,393
10.555 National School Lunch Program $62,255
84.027 Special Education_grants to States $41,723
84.173 Special Education_preschool Grants $36,639
84.358 Rural Education $13,862