Finding 394636 (2023-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-25

AI Summary

  • Core Issue: NMVIC missed the deadline for submitting 1 of 3 required federal financial reports (SF-425) for the VA Homeless Providers Grant.
  • Impacted Requirements: Compliance with grant award agreement stipulating SF-425 reports are due within 120 days of year-end.
  • Recommended Follow-Up: NMVIC should establish procedures to ensure timely submission of reports, including calendar reminders for the COO and CEO.

Finding Text

2023-001–Federal Financial Reporting Type of Finding: (F) Instance of Noncompliance Related to Federal Awards Funding Agency: U.S. Department of Veteran Affairs Title: VA Homeless Providers Grant and Per Diem Program Assistance Listing #: 64.024 Award #: NMVI604-2909-501-CG-22 Award Period: 10/1/2022-9/30/2023 Estimated Questioned Costs: None Statement of Condition The NMVIC did not submit 1 of its 3 required federal financial reports (SF-425) by the due date in accordance with the grant award agreement. Criteria As stated in the grant award agreement, SF-425 reports are due within 120 days of the year end. Effect The NMVIC is not in compliance with grant and federal award requirements. Cause The COO failed to submit the SF-425 on time. The COO had thought that all required SF-425s had been submitted. Once an email reminder was received, the SF-425 was completed, and submitted along with the program’s general ledger. Recommendation We recommend the NMVIC implement procedures to ensure compliance with grant and federal award requirements. View of Responsible Officials and Corrective Action Plan The COO and CEO are responsible for ensuring that all SF-425s are submitted within 90-days of fiscal year’s completion. As a corrective action, the COO will create an Outlook reminder to complete the SF-425 on time, and the Outlook reminder will be on both the COO, and CEO’s calendars. Corrective Action Plan Timeline The corrective action will be completed by April 5, 2024. Designation of Employee Position Responsible for Meeting Deadline The COO is responsible for meeting the April 5, 2024 deadline.

Corrective Action Plan

View of Responsible Officials and Corrective Action Plan The COO and CEO are responsible for ensuring that all SF-425s are submitted within 90-days of fiscal year’s completion. As a corrective action, the COO will create an Outlook reminder to complete the SF-425 on time, and the Outlook reminder will be on both the COO, and CEO’s calendars. Corrective Action Plan Timeline The corrective action will be completed by April 5, 2024. Designation of Employee Position Responsible for Meeting Deadline The COO is responsible for meeting the April 5, 2024 deadline.

Categories

Reporting

Other Findings in this Audit

  • 971078 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
64.024 Va Homeless Providers Grant and Per Diem Program $1.73M
64.033 Va Supportive Services for Veteran Families Program $906,790
10.569 Emergency Food Assistance Program (food Commodities) $268,861