Finding 390724 (2023-001)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-31

AI Summary

  • Core Issue: The District failed to keep necessary documentation to confirm compliance with the Davis-Bacon Act for a construction project funded by federal Impact Aid.
  • Impacted Requirements: Noncompliance with federal regulations requiring contractors to include specific provisions in contracts over $2,000, including certified payroll submissions.
  • Recommended Follow-Up: Implement a review process for bid documents to ensure compliance notifications are included for federally funded projects.

Finding Text

2023-001 Davis-Bacon Act Compliance CFDA Number 84.041 Program Title Impact Aid Federal Agency U.S. Department of Education Compliance Requirement N. Special Tests and Provisions Finding Type Noncompliance, Significant Deficiency Questioned Costs N/A Repeat Finding: Yes, Similar to 2022-001. Condition/Context: The District did not retain documentation sufficient to determine the Davis-Bacon compliance clause was included in advertised specifications for one construction project paid with federal Impact Aid funds. Criteria: Department of Labor (DOL) 29 CFR part 5, Labor Standards Provisions Applicable to Contracts Governing Federally Financed and Assisted Construction. Non-federal entities shall include in their federally funded construction contracts in excess of $2,000, that are subject to the Wage Rate Requirements of the Davis-Bacon Act, a provision that the contractor or subcontractor comply with those requirements and the DOL regulations. This includes a requirement for the contractor or subcontractor to submit to the U.S. Department of Labor weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). This reporting is often done using Optional Form WH-347, which includes the required statement of compliance. Effect: The District was not in compliance with the notification requirements of the Davis-Bacon Act. As a result, the contractor could be subject to penalties and fines, and possible debarment from federal contracting if prevailing wages were not paid. Cause: The District did not have the adequate review procedures in place to ensure bid documents included notification that federal Impact Aid monies were to be used for payment of the construction projects and the contractors needed to be in compliance with the Davis-Bacon Act. Recommendation: We recommend that the District establish proper review procedures of bid documents to ensure that any federally funded construction projects in excess of $2,000 the contractors are notified the projects are being funded with federal Impact Aid funds and the contractors are required to be in compliance with the Davis Bacon Act.

Corrective Action Plan

2023-001 Davis-Bacon Act Compliance CFDA Number 84.041 Program Title Impact Aid Federal Agency U.S. Department of Education Compliance Requirement N. Special Tests and Provisions Finding Type Noncompliance, Significant Deficiency Questioned Costs N/A Repeat Finding: Yes, Similar to 2022-001. Condition/Context: The District did not retain documentation sufficient to determine the Davis-Bacon compliance clause was included in advertised specifications for one construction project paid with federal Impact Aid funds. Criteria: Department of Labor (DOL) 29 CFR part 5, Labor Standards Provisions Applicable to Contracts Governing Federally Financed and Assisted Construction. Non-federal entities shall include in their federally funded construction contracts in excess of $2,000, that are subject to the Wage Rate Requirements of the Davis-Bacon Act, a provision that the contractor or subcontractor comply with those requirements and the DOL regulations. This includes a requirement for the contractor or subcontractor to submit to the U.S. Department of Labor weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). This reporting is often done using Optional Form WH-347, which includes the required statement of compliance. Action planned in response to finding: The District will evaluate its procedures over procuring construction services to ensure all vendors know when the projects will be utilizing federal funds through the purchase order process or other means. The District will also ensure procurement documentation is utilized to properly disclose the adherence to the Davis Bacon Act.

Categories

Procurement, Suspension & Debarment Special Tests & Provisions Reporting Significant Deficiency

Other Findings in this Audit

  • 967166 2023-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.041 Impact Aid $9.99M
84.425 Education Stabilization Fund $1.95M
84.060 Indian Education_grants to Local Educational Agencies $360,375
84.027 Special Education_grants to States $310,465
15.130 Indian Education_assistance to Schools $254,296
10.553 School Breakfast Program $240,957
84.367 Improving Teacher Quality State Grants $148,291
84.048 Career and Technical Education -- Basic Grants to States $67,851
12.000 Rotc $61,121
84.010 Title I Grants to Local Educational Agencies $57,736
84.424 Student Support and Academic Enrichment Program $41,269
10.665 Schools and Roads - Grants to States $40,534
10.559 Summer Food Service Program for Children $37,655
10.555 National School Lunch Program $35,029
21.027 Coronavirus State and Local Fiscal Recovery Funds $29,614
84.358 Rural Education $17,746
93.576 Refugee and Entrant Assistance_discretionary Grants $7,829
84.173 Special Education_preschool Grants $4,711
84.365 English Language Acquisition State Grants $4,674