Finding 389340 (2023-002)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-03-29

AI Summary

  • Core Issue: The Authority failed to provide necessary inspection reports, leading to non-compliance with Housing Quality Standards (HQS) enforcement.
  • Impacted Requirements: Compliance with 24 CFR sections 982.158(d) and 982.405(b) is compromised, affecting the integrity of the Section 8 Housing Choice Vouchers and Mainstream Vouchers programs.
  • Recommended Follow-Up: The Authority should develop and implement robust internal control procedures to ensure ongoing compliance with federal regulations.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Section 8 Housing Choice Vouchers and Mainstream Vouchers Federal Assistance Listing Numbers: 14.871 and 14.879 Noncompliance – N. Special Tests and Provisions – HQS Enforcement Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance for Special Tests and Provisions Criteria: HQS Enforcement. For units under HAP contract that fail to meet HQS, the PHA must require the owner to correct all life threatening HQS deficiencies within 24 hours after the inspections and all other deficiencies within 30 days or within a specified PHA-approved extension. Condition: Based upon inspection of the Authority’s files and on discussion with management there were inspection reports that were unavailable for examination at the time of audit. Context: The Authority was not able to provide eight (8) out of eight (8) failed and passed inspections selected for testing. As a result, we were unable to determine if the units meet the HQS as required by 24 CFR sections 982.158(d) and 982.405(b). Known Questioned Costs: $39,511 Cause: There is a material weakness in internal controls over the compliance for the special tests and provisions type of compliance related to HQS inspections. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that assures the program is in compliance. Effect: The Section 8 Housing Choice Vouchers and Mainstream Vouchers programs are in material non-compliance with the special tests and provisions type of compliance related to HQS enforcement. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement. Views of responsible officials and planned corrective action: The Authority has recognized the material weakness in the Section 8 Housing Choice Vouchers and Mainstream Vouchers programs and will implement internal control procedures that will ensure compliance with federal regulations.

Categories

Questioned Costs HUD Housing Programs Material Weakness Special Tests & Provisions Internal Control / Segregation of Duties

Other Findings in this Audit

  • 389336 2023-001
    Material Weakness
  • 389337 2023-002
    Material Weakness
  • 389338 2023-003
    Material Weakness
  • 389339 2023-001
    Material Weakness
  • 389341 2023-003
    Material Weakness
  • 965778 2023-001
    Material Weakness
  • 965779 2023-002
    Material Weakness
  • 965780 2023-003
    Material Weakness
  • 965781 2023-001
    Material Weakness
  • 965782 2023-002
    Material Weakness
  • 965783 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $2.62M
14.850 Public and Indian Housing $2.19M
14.872 Public Housing Capital Fund $1.45M
14.879 Mainstream Vouchers $319,652
14.267 Continuum of Care Program $311,696