Finding 387168 (2023-005)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2023
Accepted
2024-03-28

AI Summary

  • Core Issue: 34 students received federal aid for ineligible graduate certificate programs.
  • Impacted Requirements: This violates 34 CFR 668.8 regarding eligibility for Title IV aid.
  • Recommended Follow-Up: Implement system controls to prevent future packaging of federal aid for ineligible programs.

Finding Text

Ineligible Programs Significant Deficiency DEPARTMENT OF EDUCATION ALN #: 84.268 Federal Award Identification #: 2022-2023 Financial Aid Year Condition: The University awarded 34 students in ineligible graduate certificate programs therefore they were not eligible for federal aid. Criteria: 34 CFR 668.8 Questioned Costs: $482,217 Context: During our audit, we identified a number of certificate programs that were not eligible for Title IV aid and in our comparison of these programs to the federal aid listing we identified 34 students that received federal aid. Cause: This was a management oversight for students in a graduate certificate program that was previously eligible and students that were also previously enrolled in an eligible degree program along with a certificate program. Effect: Students receiving federal aid that were not eligible to receive aid. Identification as repeat finding, if applicable: N/A Recommendation: We recommend the University implement system controls to prevent packaging students with federal aid that are only enrolled in an ineligible graduate certificate program. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Corrective Action Plan

Ineligible Programs Planned Corrective Action: Additional training regarding program eligibility has been conducted with the Processing Team. Previously unknown functionality to designate a program as being ineligible for Title IV aid in the Colleague administrative system was identified and implemented. Title IV funds can no longer be disbursed for programs marked as ineligible. Person Responsible for Corrective Action Plan: Bryan Taylor, Associate Director of SFS Processing Anticipated Date of Completion: February 2024

Categories

Questioned Costs Student Financial Aid Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 387156 2023-002
    Material Weakness
  • 387157 2023-002
    Material Weakness
  • 387158 2023-002
    Material Weakness
  • 387159 2023-002
    Material Weakness
  • 387160 2023-002
    Material Weakness
  • 387161 2023-002
    Material Weakness
  • 387162 2023-003
    Material Weakness Repeat
  • 387163 2023-003
    Material Weakness Repeat
  • 387164 2023-003
    Material Weakness Repeat
  • 387165 2023-003
    Material Weakness Repeat
  • 387166 2023-004
    Material Weakness
  • 387167 2023-004
    Material Weakness
  • 387169 2023-006
    Significant Deficiency
  • 387170 2023-006
    Significant Deficiency
  • 387171 2023-006
    Significant Deficiency
  • 387172 2023-006
    Significant Deficiency
  • 387173 2023-006
    Significant Deficiency
  • 387174 2023-006
    Significant Deficiency
  • 387175 2023-007
    -
  • 387176 2023-008
    -
  • 387177 2023-009
    -
  • 387178 2023-009
    -
  • 963598 2023-002
    Material Weakness
  • 963599 2023-002
    Material Weakness
  • 963600 2023-002
    Material Weakness
  • 963601 2023-002
    Material Weakness
  • 963602 2023-002
    Material Weakness
  • 963603 2023-002
    Material Weakness
  • 963604 2023-003
    Material Weakness Repeat
  • 963605 2023-003
    Material Weakness Repeat
  • 963606 2023-003
    Material Weakness Repeat
  • 963607 2023-003
    Material Weakness Repeat
  • 963608 2023-004
    Material Weakness
  • 963609 2023-004
    Material Weakness
  • 963610 2023-005
    Significant Deficiency
  • 963611 2023-006
    Significant Deficiency
  • 963612 2023-006
    Significant Deficiency
  • 963613 2023-006
    Significant Deficiency
  • 963614 2023-006
    Significant Deficiency
  • 963615 2023-006
    Significant Deficiency
  • 963616 2023-006
    Significant Deficiency
  • 963617 2023-007
    -
  • 963618 2023-008
    -
  • 963619 2023-009
    -
  • 963620 2023-009
    -

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $21.60M
84.063 Federal Pell Grant Program $6.22M
84.425 Covid-19 Education Stabilization Fund Heerf - Institutional Portion $4.09M
84.425 Covid-19 Education Stabilization Fund Heerf - Minority Serving Institutions $1.29M
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $426,874
84.033 Federal Work-Study Program $389,051
84.007 Federal Supplemental Educational Opportunity Grants $324,032
84.038 Federal Perkins Loan Program $269,283
84.425 Covid-19 Education Stabilization Fund Heerf - Student Aid Portion $26,000